News & Analysis as of

Applications Compliance

Davis Wright Tremaine LLP

FCC Proposes New Regulations To Assess and Protect Against National Security Risks in Submarine Cable Networks

On November 21, 2024, the Federal Communications Commission ("FCC") approved a Notice of Proposed Rulemaking ("NPRM") focused on enhancing FCC review and oversight of the global subsea communications cable network through...more

Bradley Arant Boult Cummings LLP

DOJ and CFPB Issue Joint Letter Reminding Financial Institutions of the SCRA Interest Rate Protections for Servicemembers

On December 5, 2024, the Department of Justice (DOJ) and the Consumer Financial Protection Bureau (CFPB) issued a joint letter directed at financial service providers to reinforce the importance of interest rate protections...more

Holland & Knight LLP

Proposed Bill Aims to Resolve CDPAP Controversies and Address Critical Concerns in New York

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A new bill was introduced in the New York State Senate last week in an attempt to address recent changes made to the Consumer Directed Personal Assistance Program (CDPAP), which effective April 1, 2025, will allow only a...more

King & Spalding

Bankruptcy Court Finds Lender’s Fee Application, Seeking Double the Debtor’s Fees, Reasonable

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On January 3, 2024, the U.S. Bankruptcy Court for the Western District of Texas issued an order approving, in substantial part, a contested fee application submitted by 100 E. 7th Street Lender LLC, an oversecured lender to...more

Bradley Arant Boult Cummings LLP

No Can Do for Mo Cann Do: Missouri Supreme Court Upholds Denial of Cannabis License to Applicant with Insufficient Paperwork

Having spent nearly every day of the last three years thinking about Alabama’s medical cannabis licensing, and the past year closely following the seemingly endless litigation that continues to this day, I took special note...more

Dechert LLP

Department of the Treasury’s CDFI Fund Releases Revised Certification Application

Dechert LLP on

The U.S. Department of the Treasury’s Community Development Financial Institutions Fund released an updated Community Development Financial Institution (CDFI) Certification Application (Application). This updated...more

Snell & Wilmer

The Legal Consequences of Election Official Errors Involving Referendums

Snell & Wilmer on

There are a lot of moving parts to election administration, and it takes a lot of people to make them work. Not surprisingly, mistakes are made on occasion. The consequences of those mistakes often end up in court. In this...more

Mitchell, Williams, Selig, Gates & Woodyard,...

From Creativity to Liability: Exploring the Legal Dangers of Using Generative AI Websites, Applications, and Chrome Extensions

Reflective of the reality that the buzz around ChatGPT was just one first step in the AI revolution, there are now hundreds of applications and extensions that leverage generative AI to perform a whole host of tasks. But many...more

Ankura

How Businesses Can Mitigate Legal Risks by Decommissioning End of Cycle Applications Forensically

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Digital environment has brought flexibility and efficiency to business by having multi-cloud environments, and scalable cloud-hosted applications. However, it becomes a nightmare for Technical Operations (Tech Ops) to...more

Pillsbury Winthrop Shaw Pittman LLP

License Renewal Application Reminder for Television Stations in Connecticut, Maine, Massachusetts, New Hampshire, Rhode Island and...

ecember 1, 2022 is the license renewal application filing deadline for commercial and noncommercial TV broadcast stations licensed to communities in the following states: Full Power TV, Class A, LPTV, and TV Translator...more

BCLP

September 1st Implementation of FINRA Rule 1017(a)(7)

BCLP on

Recap of FINRA Rule 1017(a)(7) - If you recall from our May 11th alert, effective September 1, 2021, FINRA Rule 1017(a)(7) will require a member firm to file a CMA when a natural person seeks to become an owner, control...more

Foley Hoag LLP

Commonwealth Ends State of Emergency

Foley Hoag LLP on

As of today – June 15, 2021 – the Commonwealth’s State of Emergency related to the COVID-19 pandemic has ended. Although the Cannabis Control Commission (“Commission”) has issued bulletins and administrative orders that...more

BCLP

Through the Issuance of New Rules Aimed at Recidivist Brokers and the Firms That Hire Them, FINRA Loudly Exclaims to its...

BCLP on

Key Takeaways:  ..After years of warning firms of the need for enhanced diligence in retaining or hiring brokers with a significant history of misconduct, FINRA has adopted new rules to address such brokers. ..As set...more

White and Williams LLP

Sports Betting Vendor and Supplier Licensing: A Primer for Industry Newcomers

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The explosive growth of sports betting in the United States has opened the door to a variety of new business opportunities for firms in the technology, hospitality, marketing, and financial services industries. It is...more

Pillsbury Winthrop Shaw Pittman LLP

License Renewal Application Reminder for Radio Stations in Iowa and Missouri and Television Stations in Florida, Puerto Rico, and...

October 1, 2020 is the license renewal application filing deadline for commercial and noncommercial radio and TV broadcast stations licensed to communities in the following states: Full Power AM and FM, Low Power FM, and...more

Pillsbury Winthrop Shaw Pittman LLP

License Renewal Application Reminder for Radio Stations in Illinois and Wisconsin and Television Stations in North Carolina and...

August 3, 2020 is the license renewal application filing deadline for commercial and noncommercial radio and TV broadcast stations licensed to communities in the following states: Full Power AM and FM, Low Power FM, and FM...more

Pillsbury Winthrop Shaw Pittman LLP

2020 Broadcasters’ Calendar

Items of Note in 2020 I. Applications for Renewal of License: June 1, 2020 is the first filing deadline in the three-year long license renewal cycle for stations in the television services (full-power television, Class A,...more

Thomas Fox - Compliance Evangelist

Social Media Week Part V – Tools and Apps for the Compliance Practitioner

To conclude this week’s posts, I wanted to list some of the more prevalent social media tools, explain what they are and how you might use them in a compliance program. (As usual I got carried away so this series will...more

Thomas Fox - Compliance Evangelist

Social Media Week Part IV – Telling a Story About Honey

I continue my exploration of the use of social media in doing compliance by taking a look at a very innovative social media solution to a difficult compliance issue around, of all things, honey. This example shows how...more

Foley & Lardner LLP

MSSP Final Rule ACO Eligibility Requirements, Application and Renewal Process

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This is the second post in Health Care Law Today’s series on the final rule. This post addresses Eligibility Requirements, and the Application and the Renewal Process. ACO Eligibility Requirements - Under the...more

Foley & Lardner LLP

As the CFPB Turns … And Other Consumer Financial Services News

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In this week’s episode of As the CFPB Turns questions remain regarding Director(?) Richard Cordray’s constitutional authority to act as the Director of the CFPB. House Financial Services Committee Chairman, Jeb Hensarling,...more

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