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Asset Management › United Kingdom › Compliance

Proskauer - Regulatory & Compliance

One month to go until the FCA’s anti‑greenwashing rule comes into force

Proskauer - Regulatory & Compliance on

On 31 May, 2024, a new anti‑greenwashing rule is being introduced by the Financial Conduct Authority (the “FCA”) as part of its Sustainability Disclosure Requirements (“SDR”). However, the FCA has only recently published...more

Dechert LLP

LIBOR: Time to put your foot down

Dechert LLP on

Andrew Bailey’s most recent speech on LIBOR transition (now in his new capacity as Governor of the Bank of England) likened the transition away from LIBOR to the game of cricket...more

Dechert LLP

EMIR ALERT: EMIR REFIT – 19 days to go…

Dechert LLP on

On Tuesday 28 May 2019, the EMIR Refit Regulation (the "EMIR Refit") was published in the Official Journal. Relevant entities now have only 19 days to prepare for some of the key changes, ahead of the go live date of Monday...more

Dechert LLP

No KIIDing - Hefty Fine from UK Regulator Underlines Importance of Compliance by UCITS

Dechert LLP on

A fine of over £18 million was recently imposed by the UK regulatory body, the Financial Conduct Authority (the “FCA”), on a fund manager for a range of compliance breaches, including failing to ensure that its KIIDs were...more

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