News & Analysis as of

Asset Management › United Kingdom › Financial Crimes

Skadden, Arps, Slate, Meagher & Flom LLP

FCA Business Plan and ‘Dear CEO’ Letter Set Out Updated Priorities for Asset Management and Alternatives Supervision

Skadden, Arps, Slate, Meagher & Flom LLP on

In March 2024, the Financial Conduct Authority (FCA) released two documents with its updated supervisory approach for the asset management and alternatives sector: the FCA’s 2024/25 Business Plan (the Business Plan), and a...more

Dechert LLP

FCA Enforcement Outlook for 2021

Dechert LLP on

Amid the uncertainty brought about by the end of the Brexit transition period and the ongoing COVID-19 pandemic, firms should be aware that the FCA will retain an active approach to financial crime and regulatory enforcement...more

Dechert LLP

FCA Enforcement Risk: The Year Ahead

Dechert LLP on

The FCA’s Business Plan for 2020/21 comes at a time of great uncertainty in the financial markets. The FCA’s primary focus will be on mitigating the impact of COVID-19 on the markets and protecting consumers in this regard,...more

Dechert LLP

Regulatory Enforcement in the UK - A Retrospective on 2015. Can the Fines Get Any Bigger?

Dechert LLP on

When the UK Financial Services Authority became the Financial Conduct Authority (“FCA”) in April 2013, we were told that this would herald a tougher and more intrusive style of regulation. The FCA’s enforcement record in the...more

4 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide