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Automation Systems › Enforcement › Compliance

Davis Wright Tremaine LLP

AI for IAs: How Artificial Intelligence Will Impact Investment Advisers

Davis Wright Tremaine LLP on

The use of artificial intelligence and machine learning technology solutions ("AI") is becoming increasingly common in all industries, including the registered investment adviser ("RIA") space. A recent survey by AI platform...more

Mintz - Technology, Communications & Media...

Telephone and Texting Compliance News: Regulatory Update — FCC Strengthens Robocall Enforcement Partnerships, Amends Telemarketing...

Mintz - Technology, Communications & Media... on

Commission Strengthens International and Domestic Robocall Enforcement Partnerships - The Federal Communications Commission (FCC) entered into three new agreements to enhance its robocalling investigation and enforcement...more

Foley & Lardner LLP

CPRA Enforcement Delayed Until at Least March 29, 2024

Foley & Lardner LLP on

Following a California Chamber of Commerce lawsuit, a Superior Court of California judge has delayed enforcement of the California Privacy Rights Act (CPRA) regulations until March 29, 2024. The suit argued that California...more

American Conference Institute (ACI)

[Event] 13th West Coast Forum on FCPA Enforcement and Compliance - June 14th - 15th, San Francisco, CA

American Conference Institute (ACI) on

Hosted by American Conference Institute, the 13th West Coast Forum on FCPA Enforcement and Compliance returns for another exciting year, providing the opportunity to connect with decision-makers from your industry, gather...more

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