News & Analysis as of September 14, 2024

Capital Requirements › Markets in Financial Instruments Directive

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The Standard Formula Podcast | Using an Internal Model to Calculate the Solvency Capital Requirement
Williams Mullen's Comeback Plan: Part II - How Banks Think About Loan Defaults: Lessons for Borrowers in Troubled Times
CFTC Proposal Poses “Monumental” Challenge to FCMs

CRD VI and Its Impact on Lending into Europe

Cadwalader, Wickersham & Taft LLP on 4/8/2024

December 2023 saw the publication by the EU of the near-final version of its ‘Banking Package’ that makes significant changes to the Capital Requirements Directive known as ‘CRD VI’. This article is going to focus on the CRD...more

The UK Investment Firms Prudential Regime Effective 1 January 2022: Key considerations for Investment Firms

Proskauer Rose LLP on 10/1/2021

What is the IFPR? The new UK Investment Firms Prudential Regime (“IFPR”) will come into force on 1 January 2022 and will apply to UK investment firms authorised under the Markets in Financial Instruments Directive (“MiFID”)...more

EU Consultation on Assessing the Suitability of Management

A&O Shearman on 11/10/2016

The European Banking Authority and the European Securities and Markets Authority launched a joint consultation on proposed Guidelines on the Assessment of the Suitability of the Members of Management Body and Key Function...more

European Banking Authority Publishes Final Draft Regulatory Technical Standards On Securitisation Retention Rules – Who Can Now...

Cadwalader, Wickersham & Taft LLP on 12/19/2013

I. Introduction - Earlier this week, the EBA published its final draft Regulatory Technical Standards (“Draft RTS”) on securitisation retention rules and related requirements. The RTS are intended to provide greater...more

Financial Services Quarterly Report - Second Quarter 2013: The New German Rules on High Frequency Trading

Dechert LLP on 7/4/2013

The German Federal Parliament adopted a bill on February 28, 2013, setting forth detailed rules and provisions dealing with so-called “high frequency trading” (the “HFT Rules”)....more

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