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Society of Corporate Compliance and Ethics...

[Event] Regional Compliance & Ethics Conference - November 7th, Dubai, United Arab Emirates

Looking for compliance education and networking in your area? SCCE’s Regional Compliance & Ethics Conferences offer convenient, local compliance education for practitioners in a variety of locations across the globe, and...more

Society of Corporate Compliance and Ethics...

What the Board Should Be Asking About the Compliance Program

"What else should the board be asking about the compliance group?” It’s a good question in general and the tile of a session at the SCCE Compliance & Ethics Institute, which will be held September 22-25, 2024 in Grapevine,...more

Society of Corporate Compliance and Ethics...

Don’t be afraid

A recent issue of SCCE’s Corporate Compliance Weekly News contained a link to a startling report I was not previously familiar with. An investigation by the U.S. Coast Guard found numerous instances of sexual assault spanning...more

Dentons

Ep. 9 - Building a Compliance Dream Team

Dentons on

Most healthcare providers understand the importance of having a designated Compliance Officer.  Someone needs to lead the organization’s compliance initiatives and be responsible for advising the CEO and governing body of...more

GeoDataVision

The Coming Perfect Storm

GeoDataVision on

Podcast #69, "The Coming Perfect Storm," features a discussion between Dean and Len Suzio about new regulatory challenges for the banking sector. Len highlights the implications of two key regulations: Section 1071 of the...more

Orrick, Herrington & Sutcliffe LLP

RegFi Episode 16: Compliance Trends, Challenges and Innovation with Chris Hilliard

In this episode, RegFi hosts Jerry Buckley and Sherry Safchuk welcome Chris Hilliard, COO and founding member of Winnow Solutions, LLC. Chris draws upon his experience as the former chief compliance officer at Happy Money and...more

Society of Corporate Compliance and Ethics...

Overcoming Internal Barriers to Compliance Success

Compliance professionals can face a lot of resistance in the course of their work: leaders who don’t have the time, budget limits, managerial indifference, and even outright hostility. But, sometimes the impediments are...more

The Volkov Law Group

Episode 301 -- Steve Naughton on Compliance and Complaince Education at Loyola Law School Program

The Volkov Law Group on

Steve Naughton, a well-known and accomplished compliance professional, joins Michael Volkov to discuss his compliance career and his role as the Director of Regulatory Compliance Studies and Clinical Professor at the Loyola...more

Thomas Fox - Compliance Evangelist

Compliance Lessons from The Adventure of the Crooked Man

One of the great things about having a podcast network is that I get to not only explore topics that I love but I get to tie them into compliance. Perhaps the best example is my award-winning series, Trekking Through...more

The Volkov Law Group

Episode 299 -- Bobby Butler on the Compliance Profession and the Future of Compliance

The Volkov Law Group on

Bobby Butler, a well-known and long-time compliance professional, joins Michael Volkov for a thought-provoking discussion on the rise of the compliance profession. Bobby has had a long and successful career in compliance....more

Health Care Compliance Association (HCCA)

Compliance Auditing & Monitoring

Steve Forman, Senior Vice President at Strategic Management Services, had an eye-opening experience years ago when interviewing for the job of Vice President of Audit and Compliance for New York Presbyterian Hospital. The...more

Jones Day

JONES DAY TALKS®: The Evolution of Corporate Compliance Programs: Key Issues for Multinational Companies

Jones Day on

Across every industry and every region of the world, corporate compliance programs have increasingly become an integral part of a company's operations and procedures—and the trend shows no signs of slowing. In the first in a...more

Maynard Nexsen

Compliance Series Part 3: Ensuring Compliance Programs are Effective

Maynard Nexsen on

In part 3 of the compliance programs video series, Maynard Nexsen attorneys Erica Barnes and Charles Fleischmann share steps on how to ensure compliance programs are effective and working well for your business....more

Maynard Nexsen

Compliance Programs Part 2: Designing a Successful Compliance Program

Maynard Nexsen on

In part 2 of the compliance programs video series, Maynard Nexsen attorneys Erica Barnes and Charles Fleischmann outline the key steps for designing a tailored compliance program and offer helpful resources to ensure success....more

Maynard Nexsen

Compliance Programs Part 1: What is a Compliance Program and Why do Businesses Need One?

Maynard Nexsen on

In part 1 of the compliance programs video series, attorneys Erica Barnes and Charles Fleischmann discuss what a compliance program is and why it is a necessary component of a successful business....more

The Volkov Law Group

Fasten Your Seatbelt: An Important Message on Proactive Compliance

The Volkov Law Group on

I’m old enough to remember when seat belts were optional. And I remember people up in arms when seatbelt laws first passed. But now, my young adult children and their friends simply get in the car and buckle up without...more

The Volkov Law Group

A Compliance Imperative – Breaking Down Silos

The Volkov Law Group on

The famous swashbuckling adventure of The Three Musketeers should inspire chief compliance officers to pursue an important concept – the need for teamwork and collaboration is imperative for all compliance programs.  We all...more

NAVEX

Building a Compliance Program Your CCO Can Be Proud Of

NAVEX on

Building a compliance program is a project – and building the first iteration is the first hurdle every organization faces. Regulators and legislation might provide a framework for creating holistic ethics and compliance...more

NAVEX

A New Front Opens on CCO Liability Risks

NAVEX on

Corporate compliance officers have long been anxious about the prospect of personal legal liability for a failure in the compliance programs they manage. Now the Delaware Chancery Court has made that question even more murky,...more

NAVEX

A Review of Risk & Compliance in 2022

NAVEX on

As 2022 comes to a close, now is an ideal time to reflect on the developments and challenges this year held for the risk and compliance profession – and there was no shortage of either. The complexity of maintaining...more

The Volkov Law Group

Building a Compliance Dashboard (Part I of II)

The Volkov Law Group on

This is a topic that every compliance professional has to address in one form or another.  Chief compliance officers are so busy that they often cannot even take the time to tackle this difficult issue.  This is a real...more

The Volkov Law Group

Ethics and Compliance not Compliance … Oh, and Ethics

The Volkov Law Group on

For some reason, many companies do not include Ethics in the title of the CCO but expect the CCO to assume responsibility for a company’s ethical culture.  Well, it is high time for companies to confirm this important...more

The Volkov Law Group

Where Does Your Compliance Program and CCO Fall Under DOJ’s Independence, Authority and Resources Test? (Part IV of IV)

The Volkov Law Group on

As we enjoy the remainder of the summer and get ready to launch into a new fall season (no, not football) but a time for renewal and recommitment, this may be a good opportunity to examine and analyze your own compliance...more

The Volkov Law Group

The Importance of Ethics and Compliance to the Overall Corporate Mission (Part II of IV)

The Volkov Law Group on

There are lots of sources for compliance guidance — prosecutors, regulators, compliance organizations, and many others have set forth important and valuable guidance for the design and implementation of an effective ethics...more

The Volkov Law Group

CCOs and Execution of Compliance Certification: A Significant Risk? (Part III of III)

The Volkov Law Group on

CCOs, by definition, are careful and deliberate.  It comes with the profession.  As risk managers, CCOs are skilled in identifying, assessing and acting in a risk environment....more

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