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Corporate Governance Corporations Code Securities

Allen Matkins

Does Amending A Shareholders Agreement Require Qualification Under The California Corporate Securities Law?

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A significant amount of background is required to answer the question of whether amending a shareholders agreement is subject to qualification under the California Corporate Securities Law.  As an initial matter, the CSL...more

Allen Matkins

When A 20% Interest May Be a 40% Interest

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The possible application of California's Corporate Securities Law of 1968 may not be the first thing that comes to mind when amending charter documents.  However, Section 25120 of the California Corporations Code makes it...more

Allen Matkins

Ninth Circuit Holds Loss Causation Required For California Securities Claim

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Section 25400(d) of the California Corporations Code declares it is unlawful for any person, directly or indirectly, in this state...more

Allen Matkins

California Corporations And Convertible Shares

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Section 403 of the California Corporations Code provides authority for a California corporation to issue convertible shares when so provided in the articles of incorporation. In general, conversion may be upon the "happening...more

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