News & Analysis as of

Cryptoassets Financial Industry Regulatory Authority (FINRA) Smart Contracts

Troutman Pepper

FINRA Finds Potential Rule Violations in Crypto Asset Sweep

Troutman Pepper on

In November 2022, the Financial Industry Regulatory Authority (FINRA) launched a targeted crypto asset sweep, reviewing more than 500 retail communications related to crypto assets from member firms....more

Katten Muchin Rosenman LLP

Corporate & Financial Weekly Digest, Featuring Articles on ISS Releases Updates to 2020 Proxy Voting Guideline, FINRA Proposes...

SEC/CORPORATE - Glass Lewis Releases 2020 US Proxy Paper Guidelines - On November 1, Glass Lewis released its 2020 US Proxy Paper Guidelines. The updates to the voting guidelines primarily add additional factors that...more

2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide