News & Analysis as of

Data Collection Risk Assessment Regulatory Requirements

King & Spalding

SEC Approves FINRA Supervisory Control Rules Expanding Remote Work Options for Broker-Dealers

King & Spalding on

Financial Industry Regulatory Authority (“FINRA”) supervisory control rules require each securities broker-dealer that is a member of FINRA to categorize every location from which the business of the broker-dealer is...more

McDermott Will & Emery

[Event] CCPA Compliance: An Interactive Workshop - Multiple Dates/Locations, February 11th - 24th

McDermott Will & Emery on

Effective as of January 1, 2020, the California Consumer Privacy Act (CCPA) gives broad rights to people on their personal data in the custody of companies. This focus on data rights significantly raises the compliance burden...more

McDermott Will & Emery

[Event] CCPA Compliance: An Interactive Workshop - Multiple Dates/Locations, Jan. 22nd - 30th

McDermott Will & Emery on

Effective as of January 1, 2020, the California Consumer Privacy Act (CCPA) gives broad rights to people on their personal data in the custody of companies. This focus on data rights significantly raises the compliance burden...more

3 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide