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Data Protection Proposed Rules Regulation S-P

Davis Wright Tremaine LLP

Broker Dealer Regulatory Digest - May 2024 - 2

Securities and Exchange Commission. Customer ID requirements. On May 13, 2024, SEC and FinCEN proposed a rule designed to make it more difficult for criminal actors to establish customer relationships with investment...more

Seyfarth Shaw LLP

SEC Proposes Sweeping New Cybersecurity Rules: Is Your Company Prepared?

Seyfarth Shaw LLP on

On March 15, 2023 the Securities and Exchange Commission (“SEC”) proposed three new sets of rules (the “Proposed Rules”) which, if adopted, would require a variety of companies to beef up their cybersecurity policies and data...more

Akin Gump Strauss Hauer & Feld LLP

SEC’s New Cybersecurity & Tech Proposals Target Gaps in Incident Response and Notification

On March 15, 2023, the U.S. Securities and Exchange Commission (SEC) voted to propose three measures to protect customer information and hold covered institutions accountable for cyberattacks....more

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