News & Analysis as of

Dear CEO Letter Financial Institutions Prudential Regulation Authority (PRA)

A&O Shearman

UK Financial Conduct Authority Publishes Dear CEO letter for Financial Advisers and Investment Intermediaries

A&O Shearman on

The U.K. Financial Conduct Authority has published a Dear CEO Letter setting out its supervisory strategy for financial advisers and investment intermediaries. The FCA's priorities over the next two years are reducing and...more

Hogan Lovells

Weekly insurance regulatory news, August 2021 #2

Hogan Lovells on

Flood insurance: UK government response to independent review Following the publication in November 2020 of a report on the independent review of flood insurance in Doncaster, the government has published a policy...more

Hogan Lovells

Insurance regulatory news, August 2021

Hogan Lovells on

Solvency II review: PRA QIS material and related Dear CEO letter on data gathering The Prudential Regulation Authority (PRA) has updated its Solvency II Review Quantitative Impact Study (QIS) webpage with the QIS materials,...more

Hogan Lovells

Banking and finance regulatory news, December 2020 # 3

Hogan Lovells on

UK SRR code of practice - HM Treasury has published a revised version of the Banking Act 2009 special resolution regime (SRR) code of practice which applies to the use of the SRR after the end of Brexit transition period....more

Hogan Lovells

Financial institutions general regulatory news, November 2020 # 2

Hogan Lovells on

Financial Services (Gibraltar) (Amendment) (EU Exit) Regulations 2020 - The Financial Services (Gibraltar) (Amendment) (EU Exit) Regulations 2020 (SI 2020/1274) have been published, together with an explanatory...more

Hogan Lovells

Financial institutions general regulatory news, October 2020 # 3

Hogan Lovells on

Brexit: HM Treasury update on financial services Brexit statutory instruments HM Treasury has published an update on its work relating to statutory instruments (SIs) laid, or to be laid, under the European Union (Withdrawal)...more

Latham & Watkins LLP

Dear CEO: UK Banks and Insurers Should Embed Approaches to Managing Climate Change Risks by End-2021

Latham & Watkins LLP on

The PRA expands its supervisory expectations for firms on managing climate-related financial risk — publishing a Dear CEO guidance letter. On 1 July 2020, the PRA published guidance in the form of a Dear CEO letter to...more

A&O Shearman

UK Regulators Ask Large Banks and Insurers for LIBOR Transition Plans

A&O Shearman on

The Prudential Regulation Authority and the Financial Conduct Authority have published letters addressed to the CEOs of the largest banks and insurers supervised in the U.K. asking for confirmation of each firm's preparations...more

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