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Dear CEO Letter Financial Services Industry Financial Regulatory Reform

A&O Shearman

UK Financial Conduct Authority publishes Dear CEO letter for contract for differences providers

A&O Shearman on

The U.K. Financial Conduct Authority published a Dear CEO letter setting out its strategy for providers and distributors of contract for differences over the next two years. The FCA's planned work relates to: - Consumer...more

A&O Shearman

UK Financial Conduct Authority Publishes Dear CEO letter for Financial Advisers and Investment Intermediaries

A&O Shearman on

The U.K. Financial Conduct Authority has published a Dear CEO Letter setting out its supervisory strategy for financial advisers and investment intermediaries. The FCA's priorities over the next two years are reducing and...more

Hogan Lovells

Financial institutions general regulatory news, October 2020 # 3

Hogan Lovells on

Brexit: HM Treasury update on financial services Brexit statutory instruments HM Treasury has published an update on its work relating to statutory instruments (SIs) laid, or to be laid, under the European Union (Withdrawal)...more

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