News & Analysis as of

Digital Securities

A&O Shearman

UK Policy Statement and Final Guidance on the Digital Securities Sandbox

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The Bank of England and Financial Conduct Authority have published a joint policy statement providing feedback to responses received to the Digital Securities Sandbox joint consultation (CP24/5). We discussed the proposals in...more

Hogan Lovells

Applications now open for the UK Digital Securities Sandbox (DSS)

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On 30 September 2024, the Bank of England (the “Bank”) and the Financial Conduct Authority (the “FCA”) announced that the Digital Securities Sandbox (the “DSS”) is now open for applications. The Bank and the FCA have also...more

BCLP

UK Corporate Briefing - May 2024

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Welcome to the Corporate Briefing, where we review the latest developments in UK corporate law that you need to know about....more

Hogan Lovells

UK: 10 things to note about the FCA and Bank of England Digital Securities Sandbox consultation

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On 3 April 2024, the Bank of England (BoE) and the Financial Conduct Authority (FCA) issued a consultation paper setting out the proposed approach to operating the Digital Securities Sandbox (DSS). The DSS is designed to...more

A&O Shearman

UK Legislates to Implement the Digital Securities Sandbox

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Legislation implementing the U.K.'s first digital sandbox – the Financial Services and Markets Act 2023 (Digital Securities Sandbox) Regulations 2023 – came into force on January 8, 2024. The DSS Regulations enable the...more

Hogan Lovells

UK: Digital Securities Sandbox now in force

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On 8 January 2024, the Financial Services and Markets Act 2023 (Digital Securities Sandbox) Regulations 2023 entered into force, creating the Digital Securities Sandbox within which certain Financial Market Infrastructures...more

Hogan Lovells

UK: Digital Securities Sandbox for financial market infrastructures

Hogan Lovells on

On 8 January 2024, the Financial Services and Markets Act 2023 (Digital Securities Sandbox) Regulations 2023 enter into force, creating the Digital Securities Sandbox within which certain Financial Market Infrastructures will...more

A&O Shearman

HM Treasury Confirms Approach to Digital Securities Sandbox

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Following its consultation earlier this year, HM Treasury has published a response to its consultation on the Digital Securities Sandbox, confirming that it will mostly adopt the approach consulted on to establish the DSS....more

A&O Shearman

HM Treasury Publishes Response to Consultation on Managing Failure of Systemic Digital Settlement Asset Firms

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HM Treasury has published a response to its consultation on managing the failure of systemic digital settlement asset firms. DSAs are defined broadly under the Financial Services and Markets Act 2023 as digital assets that...more

A&O Shearman

HM Treasury Consults on First Financial Market Infrastructure Sandbox – the Digital Securities Sandbox

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HM Treasury has published a consultation on the establishment of a financial market infrastructure sandbox, known as the Digital Securities Sandbox. The sandbox will be established using new powers granted by the...more

Latham & Watkins LLP

Recent Developments for UK PLCs - August Edition

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New Legislative Measures to Strengthen UK Corporate Reporting - On 19 July 2023, the draft Companies (Strategic Report and Directors’ Report) (Amendment) Regulations were laid in Parliament....more

A&O Shearman

UK Legal Statement on the Issuance and Transfer of Digital Securities under English Law

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Following its consultation in 2022, on February 9, 2023 the U.K. Jurisdiction Taskforce published a Legal Statement on the issuance and transfer of digital securities under English private law....more

A&O Shearman

New UKJT legal statement on digital securities under English law

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Digital bonds, including those issued on a public blockchain, can be accommodated by English law, according to the UK Jurisdictional Taskforce in its brand-new legal statement. The position is slightly more challenging for...more

Goodwin

FINRA Sheds Light on Path to Digital Asset Security Broker Registration

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Interest in engaging in a crypto business seems to be at an all-time high, including doing so in or through regulated and compliant businesses in traditional financial services firms. Brokers-dealers sit atop that list....more

Moore & Van Allen PLLC

Coinbase: Regulation by Enforcement? CFTC & Market Implications

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A Bloomberg article last week suggests potentially more bad news is on the way for Coinbase Global Inc. (“Coinbase”). Coinbase is reportedly facing an investigation by the U.S. Securities and Exchange Commission (“SEC”) into...more

Oberheiden P.C.

Digital Security Offering – 10 Things to Know Before You Create a DSO

Oberheiden P.C. on

What is a Digital Security Offering (DSO)? Conducting digital security offerings (DSOs), or security token offerings (STOs) is time-consuming and can be quite complicated. You will need to consider factors such as whether...more

White & Case LLP

Southeast Asia’s tech boom fuels recordbreaking H1

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The region’s burgeoning digital economy is drawing attention from investors across the globe - The value of deals taking place in Southeast Asia reached a new high in the first half of 2021. Deals worth US$101.6 billion...more

A&O Shearman

A new era of Securities Law has begun: Electronic Securities Act (eWpG) comes into force

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On 6 May 2021, the German Bundestag adopted the Electronic Securities Act (eWpG) in the form proposed by the Finance Committee. ...more

Carlton Fields

State Regulations on Virtual Currency and Blockchain Technologies (Updated March 2021)

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Introduction: There exists no uniformity with respect to how businesses that deal in virtual currencies (also known as "cryptocurrencies") such as Bitcoin are treated among the states. For these proprietors, often the first...more

Goodwin

SEC Releases 2021 Examination Priorities

Goodwin on

In this Issue. The U.S. Securities and Exchange Commission (SEC) Division of Examinations released its 2021 Examination Priorities and issued a risk alert noting that “Digital Asset Securities” entail characteristics and...more

Goodwin

SEC To Permit Custody Of Digital Asset Securities By “Special Purpose” Brokers

Goodwin on

Christmas came early for many in the digital asset community by way of a statement from the U.S. Securities and Exchange Commission (“SEC” or “Commission”) on December 23, 2020 that grants relief in the area of broker...more

Perkins Coie

Blockchain Week in Review - December 2020 #2

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U.S. Developments - Members of Congress Request SEC Clarity On Digital Securities Custody - On December 9, a bipartisan group of representatives penned a letter to SEC Chairman Jay Clayton regarding the issue of...more

White & Case LLP

New German law introduces electronic securities

White & Case LLP on

The law will make German financial markets more competitive, allowing issuers and investors to benefit from efficiencies and lower transaction costs. A new German law introducing electronic securities is expected to take...more

BakerHostetler

Blockchain Solutions Announced, U.S. Fund Announces Digital Securities, FATF Issues Crypto Reports, U.S. Court Addresses Bitcoin...

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Blockchain Solutions Announced in Auto, Shipping, Medical and Aid Sectors - A prominent German automotive manufacturer announced this week that it has begun testing the use of blockchain technology for the company to monetize...more

Proskauer - Blockchain and the Law

Issuers of Digital Securities May Benefit from Proposed Changes to Regulation A

In March, the Securities and Exchange Commission (SEC) announced proposed rule amendments to “harmonize, simplify, and improve the exempt offering framework to promote capital formation and expand investment opportunities...more

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