News & Analysis as of October 16, 2024

Exemptions

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The New Fiduciary Rule (38):The Fiduciary Acknowledgment

Faegre Drinker Biddle & Reath LLP on 7/12/2024

The Department of Labor has issued its final regulation defining fiduciary status for investment advice to retirement investors and the related exemptions for prohibited conflicts—PTEs 2020-02 and 84-24. The exemptions...more

Department of Labor Exemption Impacts Investment Advice Fiduciaries

McDermott Will & Emery on 7/16/2021

The US Department of Labor (DOL) recently issued guidance concerning a new exemption under the prohibited transaction provisions of the Employee Retirement Income Security Act of 1974 (ERISA) in connection with the provision...more

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Disclosure › Fiduciary Duty › Exemptions

The New Fiduciary Rule (38):The Fiduciary Acknowledgment

Department of Labor Exemption Impacts Investment Advice Fiduciaries

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