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Disgorgement Securities Violations Enforcement Statistics

Goodwin

SEC Speaks Conference 2024

Goodwin on

The SEC (U.S. Securities and Exchange Commission) recently hosted the 2024 SEC Speaks conference in Washington, DC. During the event, SEC leaders, including the Chair, commissioners, and senior staffers, shared their views...more

Nutter McClennen & Fish LLP

Nutter Securities Enforcement Update: 2022 SEC Retrospective

2022 was a busy year for the SEC’s Enforcement Division. This 2022 Retrospective highlights some of the year’s notable cases, largest settlements, new and noteworthy theories, and court decisions worth remembering....more

Mayer Brown Free Writings + Perspectives

SEC Announces Enforcement Results for FY22

On November 15, 2022, the Securities and Exchange Commission announced its enforcement results for fiscal year 2022.  Fiscal year 2022 was a significant year for the SEC as it levied over $6.4 billion in penalties and...more

Dechert LLP

SEC Enforcement Division Releases 2020 Annual Report: COVID-19 Impacts Enforcement as Whistleblower Program Boosts Enforcement

Dechert LLP on

The Enforcement Division of the Securities and Exchange Commission (Division) released its Annual Report on November 2, 2020, providing information concerning its activities over the past fiscal year and outlining key...more

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