News & Analysis as of

Distributors Securities and Exchange Commission (SEC) Compliance

NAVEX

What a New SEC Enforcement Sweep Is Really Telling Us

NAVEX on

Attention all compliance officers at large technology companies – have you checked your mail lately? Because you might find a letter from the Securities and Exchange Commission with FCPA risk written all over it....more

Society of Corporate Compliance and Ethics...

The coronavirus provides an opportunity to hone crisis response plans for the next big challenge

Report on Supply Chain Compliance 3, no. 4 (February 20, 2020) - The coronavirus that has, at the time of writing, infected more than 40,000 people around the world and killed more than 1,000, is also ravaging...more

The Volkov Law Group

Integrating and Training Your Agents and Distributors (Part II of IV)

The Volkov Law Group on

The Department of Justice and the SEC know they can push companies to expand and improve their anti-corruption compliance programs. They are well aware that the requirements set forth in their settlement documents, as well as...more

Thomas Fox - Compliance Evangelist

Distributors under the FCPA – Post Game Wrap Up

This week we have focused on distributors and how a company might think through ranking the risk, performing due diligence on and, finally, how to manage distributors going forward. This was spurred on by a discussion that...more

Thomas Fox - Compliance Evangelist

What Enforcement Actions Based On Distributor Conduct Teach About Improving FCPA Compliance Programs

Ed. Note-today we have a guest post by our colleague, William C. Athanas, a partner in the law firm of Waller Lansden Dortch & Davis, LLP. In the prior two posts, David Simon and myself posited different approaches to...more

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