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Early Stage Companies Capital Raising Securities Regulation

Stikeman Elliott LLP

EMDs Can Now Participate in Prospectus Offerings

Stikeman Elliott LLP on

The securities regulators in Alberta, British Columbia, New Brunswick, Nova Scotia, Ontario, Québec and Saskatchewan have published a temporary exemption that allows exempt market dealers (“EMDs”) to participate in prospectus...more

Stikeman Elliott LLP

OSC Announces New Exemptions to Support Capital Raising for Early-Stage Ontario Businesses

Stikeman Elliott LLP on

On May 9, 2024, the Ontario Securities Commission (“OSC”) announced three new exemptions designed to support capital raising for early-stage businesses in Ontario through the OSC TestLab program. The initiatives include the...more

Mayer Brown Free Writings + Perspectives

SEC Investor Advisory Committee to Meet and Consider Various Private Placement Related Topics

The Securities and Exchange Commission’s Investor Advisory Committee will meet on September 21, 2023 and has announced its agenda for the meeting, which includes consideration of certain matters that are included on the SEC’s...more

Bailey & Glasser, LLP

[Webinar] Two-Part Webinar Series - Raising Capital & Staying Compliant: It’s Not Easy Being Green - November 18th, 2:00 pm - 2:30...

Bailey & Glasser, LLP on

Got a great opportunity but need more funding? Want to raise money for your new startup in a compliant way? Compliance with federal and state laws are a crucial part of business transactions, including mergers and...more

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