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Employee Misconduct Risk Management Compliance

Thomas Fox - Compliance Evangelist

Making Ethics & Compliance Training Memorable: Part 2 – What is Strength Based Training?

There is not much I enjoy more than sitting down with one of the innovative thinkers in compliance, Carsten Tams, to find out what is on his mind regarding compliance. I recently had the opportunity to do so on the topic of...more

Thomas Fox - Compliance Evangelist

Albemarle FCPA Enforcement Action: Part 5-Lessons Learned

Over the past several blog posts, I have been exploring the Albemarle FCPA enforcement action.  We have explored in some detail the DOJ Non-Prosecution Agreement (NPA) and the SEC Administrative Order(Order). In this final...more

The Volkov Law Group

ECI’s New Survey – The State of Ethics & Compliance in the Workplace

The Volkov Law Group on

The Ethics and Compliance Initiative (“ECI”) is a terrific organization that provides important ethics and compliance insights and leadership.  Starting in 1994, ECI has conducted a longitudinal, cross-section study of...more

Pillsbury Winthrop Shaw Pittman LLP

Compliance Programs Must Track and Adapt to Changes and Risks

Updated DOJ Guidance calls on corporations to devote additional resources and attention to detect and prevent misconduct. A well-structured and effective compliance program must evolve with lessons learned, be understood...more

Thomas Fox - Compliance Evangelist

Rosie Ruiz and Ethically Challenged Employees

Once you demonstrate you are ethically challenged or maintain a moral flexibility that allows you to lie, cheat and steal; it is highly likely you will continue to do so....more

The Volkov Law Group

What Happens When Managers Misbehave?

The Volkov Law Group on

Company managers are the lynchpin of a corporate compliance program. Without belaboring the Tinkers to Evers to Chance baseball analogy, a corporate culture of compliance requires an important information and accountability...more

Thomas Fox - Compliance Evangelist

ECI’s 2018 Global Business and Ethics Survey: Part II

This week, in this podcast series on the FCPA Compliance Report, I visit with Patricia Harned, Ph.D., the Chief Executive Officer (CEO) of Ethics and Compliance Initiative (ECI), about the firm’s 2018 Global Business and...more

The Volkov Law Group

The Urgency of Now: Corporate Ethics and the #MeToo Movement

The Volkov Law Group on

The corporate scandal landscape is littered with important examples of governance failures surrounding corporate ethics and mishandling of harassment and sexual assault controversies. ...more

Epiq

The Benefits of Advanced Analytics for Financial Institutions: A Breakthrough for Efficiency and Compliance

Epiq on

Many attorneys are under the impression that keyword searches are the core of discovery. Their assumption is that the natural (and perhaps only) method for locating documents is to run a simple language search through a large...more

Thomas Fox - Compliance Evangelist

Holmes, the Fog of London and Root Cause Analysis

My heart and thoughts continue to go out to my fellow Houstonians, fellow Texans and now Louisianans and all other affected by Hurricane Harvey. I continue my exploration of weather related themes from which the compliance...more

The Volkov Law Group

Ethics, Temptation and Money

The Volkov Law Group on

A corporate entity is like its own community – it has a culture, a set of values and principles that form the foundation for the company’s operations, and an overall purpose. The interesting factor that has to be identified,...more

The Volkov Law Group

The State of Mind of a White Collar Criminal

The Volkov Law Group on

As a chief compliance officer, it is important to consider the mindset of a criminal. Not to complete tasks and accomplish your objectives. Instead, it is important to understand the criminal mind, what makes them tick and...more

The Volkov Law Group

Knowing Your Employees and Incident Management Systems

The Volkov Law Group on

Chief compliance officers know the importance of trust, not just as a foundation of a global company’s compliance program, but in the context of knowing what company employees are doing out in the field. CCOs will always say...more

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