News & Analysis as of January 6, 2025

Customer Identification Program (CIP)

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Implementing FinCEN Final Rule Imposing Anti-Money Laundering Requirements On Investment Advisers

K2 Integrity on 10/24/2024

On 28 August 2024, the Financial Crimes Enforcement Network (FinCEN) issued its Final Rulemaking to include certain investment advisers in the definition of a “financial institution” under the Bank Secrecy Act (BSA). The...more

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Implementing FinCEN Final Rule Imposing Anti-Money Laundering Requirements On Investment Advisers

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