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Enforcement Guidance Publicly-Traded Companies

Latham & Watkins LLP

Recent Developments for UK PLCs - April 2024 Edition

Latham & Watkins LLP on

On 5 March 2024, the Pre-Emption Group (PEG) published its first report monitoring the use of its updated Statement of Principles on the disapplication of pre-emption rights for UK listed companies. The Principles were...more

Littler

SEC Continues to Attack Non-Disclosure Agreements and Personnel Policy Provisions that Could Impede Employees from Reporting...

Littler on

The SEC continues to review non-disclosure agreements and other confidential business information provisions of publicly traded companies to ensure whistleblowers are not restricted from freely communicating with the agency...more

Hogan Lovells

SEC enforcement and litigation risks amid the COVID-19 pandemic

Hogan Lovells on

In recent weeks, the Co-Directors of the SEC's Enforcement Division warned of the "importance of maintaining market integrity" in these uncertain times. Specifically, they urged public companies to be mindful of Regulation FD...more

Polsinelli

SEC Signals Increased Investigation Activities in Light of COVID-19

Polsinelli on

While many businesses and government offices have closed or slowed as a result of the onset of COVID-19, the Securities and Exchange Commission remains open for business. On April 3, 2020, Sagar Teotia, the SEC’s Chief...more

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