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Enforcement Priorities Disclosure Requirements Corporate Governance

Fenwick & West LLP

SEC Disclosure Priorities for 2024

Fenwick & West LLP on

In his State of Disclosure Review, U.S. Securities and Exchange Commission Director of Corporation Finance Erik Gerding provided an overview of the annual report review program and outlined disclosure priorities for 2024....more

Latham & Watkins LLP

Recent Developments for Directors - April 2024 Edition

Latham & Watkins LLP on

SEC Wins “Shadow Trading” Case - The SEC notched a major win in its recent Panuwat case, described as the first-ever “shadow trading” enforcement action. After a biotech executive learned about his company’s imminent...more

BakerHostetler

SEC’s Enforcement Division Continues to Scrutinize Disclosure of Executive Perks

BakerHostetler on

The Securities and Exchange Commission’s (SEC or Commission) Division of Enforcement continues to be laser focused on executive perks and the manner in which they are disclosed by public companies. The SEC is expected to...more

Miles & Stockbridge P.C.

Where Does ESG-Related Disclosure Reporting Stand?

Our earlier blog post, “Companies Should Know Benefits and Risks of ESG Reporting,” provided an overview of the Environmental, Social and Governance (“ESG”) metrics, why these metrics are important to companies and...more

Dorsey & Whitney LLP

The New SEC Enforcement Program: Trust & Fairness

Dorsey & Whitney LLP on

Last week new enforcement director Gurbir Grewal made his first public remarks at PLI’s SEC Speaks 2021 (October 13, 2021). Mr. Grewal is the former Attorney General of New Jersey....more

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