News & Analysis as of

Equity Markets Investment Securities and Exchange Commission (SEC)

Ropes & Gray LLP

Capital Markets & Governance Insights - October 2024

Ropes & Gray LLP on

SEC Developments - In Twin Actions, SEC Charges Former Kubient CEO for Fraud and Former CFO and Audit Committee Chair for Failing to Investigate and Perpetuating CEO’s Fraud....more

Mayer Brown Free Writings + Perspectives

Upcoming Investor Advisory Committee Meeting

The Securities and Exchange Commission’s Investor Advisory Committee will hold a meeting on March 7, 2024, during which it will discuss the SEC’s equity market structure proposals.  The Committee also will consider a...more

Morgan Lewis

Protecting Your Investment: Insights For 2020

Morgan Lewis on

Investors and investment managers around the globe are seeing increasing rules and regulations on how they can deploy their money, how they can advertise their services, and how they have to report to regulators. ...more

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