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European Securities and Markets Authority (ESMA) Financial Regulatory Agencies

Latham & Watkins LLP

ESAs Provide Guidelines to Harmonise the Cryptoasset Classification Under MiCA

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On 10 December 2024, the European Banking Authority (EBA), the European Insurance and Occupational Pensions Authority (EIOPA), and the European Securities and Markets Authority (ESMA) (together, ESAs) have published new joint...more

Proskauer Rose LLP

Regulation Round Up - September 2023

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Welcome to the UK Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation....more

Proskauer Rose LLP

Regulation Round Up - June 2023

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MiFIR / MiFID II: The European Parliament published a press release announcing it has reached provisional political agreement with the Council of the EU on the proposed amendments to the Markets in Financial Instruments...more

White & Case LLP

How ESG features are changing the Bank of Italy’s supervision approach

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The attention of financial regulators on environmental, social and governance factors is significantly and rapidly increasing. A proper integration of ESG features in the business model of financial and non-financial entities...more

McDermott Will & Emery

Verordnung über Märkte für Kryptowerte

McDermott Will & Emery on

Die EU-Kommission veröffentlichte 2020 ihr Paket zur Digitalisierung des Finanzsektors, das auf den Arbeiten des FinTech-Aktionsplans der Kommission aufbaut und neben weiteren Legislativvorschlägen den Entwurf einer...more

Proskauer Rose LLP

ESMA Recommends Key Changes to the AIFMD

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On 19 August 2020, the European Securities and Markets Authority (“ESMA”) published a letter (“Letter”) received by the European Commission (“Commission”) making several recommendations with regard to the Commission’s...more

Akin Gump Strauss Hauer & Feld LLP

Further EU Short Selling Prohibitions and FCA Update

Following on from Friday’s temporary prohibitions on short selling, Belgium, France, Italy, Spain and the U.K. have announced temporary prohibitions on short selling of specified shares exercising the exceptional powers...more

A&O Shearman

European Securities and Markets Authority Publishes Final Report on Suspicious Transaction Reporting Under the Market Abuse...

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The European Securities and Markets Authority has published its final report on the compliance of Member States with suspicious transaction and order reports under the Market Abuse Regulation, in which it sets out the results...more

White & Case LLP

Financial Regulatory Observer - December 2019: Lifting the lid on MAR

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The latest consultation paper from ESMA raises some important questions about the market abuse regulation (MAR) but lacks detail in some crucial areas. On October 3, 2019, the European Securities and Markets Authority...more

White & Case LLP

Financial Regulatory Observer – June 2019: Crypto-assets market: Regulators keeping a watchful eye

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The impact of crypto-assets on the global financial system continues to be a subject of debate for regulatory and supervisory authorities....more

White & Case LLP

Financial Regulatory Observer – June 2019: No-deal Brexit: Challenges for trading venues and their participants

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There is no silver bullet for maintaining cross-border trading if the UK leaves the EU without a deal. The date of Brexit has been delayed until (at least) October 31, 2019, but there is little sign that financial...more

Dechert LLP

Investment Funds Update – Europe: Legal and regulatory updates for the funds industry from the key asset management centres and...

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FCA issues further guidance on Brexit preparations - The FCA has published a series of guidance to assist regulated firms in finalizing their preparations for Brexit, particularly in the event of a no-deal scenario when EU...more

A&O Shearman

Financial Regulatory Developments Focus - April 2018 #2

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In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

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