FDIC, CFTC, Financial Institutions

Daily Financial Regulation Update -- Friday November 1

Paul Hastings LLP on 11/1/2024

October 31, 2024- Members of the U.S. House Committee on Financial Services sent a letter to federal banking regulators at the Federal Reserve Board (FRB), Office of the Comptroller of the Currency (OCC), and Federal...more

Daily Financial Regulation Update -- Thursday October 17

Paul Hastings LLP on 10/17/2024

October 16, 2024 - New York State Department of Financial Services (DFS) issued new guidance to assist regulated entities in addressing and combating cybersecurity risks arising from artificial intelligence....more

Daily Financial Regulation Update -- Friday August 30

Paul Hastings LLP on 9/3/2024

August 28, 2024- Following its stress test earlier this year, the Federal Reserve Board announced final individual capital requirements for all large banks, effective on October 1....more

Troutman Pepper Weekly Consumer Financial Services Newsletter - August 2024 # 3

Troutman Pepper on 8/21/2024

To keep you informed of recent activities, below are several of the most significant federal and state events that have influenced the Consumer Financial Services industry over the past week...more

Daily Financial Regulation Update -- Monday August 12

Paul Hastings LLP on 8/13/2024

August 9, 2024 - The U.S. Department of the Treasury, Federal Reserve Board, Federal Deposit Insurance Corporation, Office of the Comptroller of the Currency, Securities and Exchange Commission, Commodity Futures Trading...more

Troutman Pepper Weekly Consumer Financial Services Newsletter - April 2024

Troutman Pepper on 4/3/2024

To keep you informed of recent activities, below are several of the most significant federal and state events that have influenced the Consumer Financial Services industry over the past week...more

Regulatory Quick Takes

Cadwalader, Wickersham & Taft LLP on 1/26/2024

The financial services regulatory agencies have rolled into 2024 as busy as ever. This list hits on some quick takes of developments in the last month; a summit, a meeting and a symposium involving hot topics such as...more

Daily Financial Regulation Update -- Friday, December 22 2023

Paul Hastings LLP on 12/22/2023

December 21, 2023- The U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) took another major step in support of U.S. Government efforts to crack down on illicit finance and enhance corporate...more

Daily Financial Regulation Update -- Friday, December 15 2023

Paul Hastings LLP on 12/15/2023

December 14, 2023 - FSOC Issues Annual Report- The Financial Stability Oversight Council released its 2023 annual report reviewing financial market developments, describing potential emerging threats to U.S. financial...more

Daily Financial Regulation Update -- Friday, November 17, 2023

Paul Hastings LLP on 11/17/2023

November 16, 2023- The Financial Crimes Enforcement Network (FinCEN) has updated its Beneficial Ownership Information FAQs to include new questions about the reporting process, reporting companies, beneficial owners,...more

Troutman Pepper Weekly Consumer Financial Services Newsletter - September 2023 # 2

Troutman Pepper on 9/12/2023

To keep you informed of recent activities, below are several of the most significant federal and state events that have influenced the Consumer Finance Services industry over the past week...more

Troutman Pepper Weekly Consumer Financial Services Newsletter - August 2023

Troutman Pepper on 8/3/2023

To help you keep abreast of relevant activities, below find a breakdown of some of the biggest events at the federal and state levels to impact the Consumer Finance Services industry this past week...more

Troutman Pepper Weekly Consumer Financial Services Newsletter - June 2023 # 2

Troutman Pepper on 6/15/2023

To help you keep abreast of relevant activities, below find a breakdown of some of the biggest events at the federal and state levels to impact the Consumer Finance Services industry this past week...more

Agencies Issue Final Guidance on Third-Party Risk Management

Goodwin on 6/12/2023

Agencies Issue Final Guidance on Third-Party Risk Management - On June 6, the Federal Reserve, FDIC, and OCC issued final joint guidance (the Guidance) pertaining to banking organizations’ risk management of third-party...more

Daily Financial Regulation Update -- Saturday, May 27, 2023

Paul Hastings LLP on 5/30/2023

U.S. House Financial Services Committee Chairman Patrick McHenry (NC-10) sent a letter to Secretary of the Treasury Janet Yellen regarding Treasury's rumored Executive Order on outbound investment to China....more

Daily Financial Regulation Update -- Thursday, March 23, 2023

Paul Hastings LLP on 3/23/2023

March 22, 2023- U.S. Senator Tim Scott (R-S.C.), Ranking Member of the U.S. Senate Committee on Banking, Housing, and Urban Affairs, delivered remarks to the American Bankers Association at a summit in Washington, D.C....more

SVB and Signature Bank Resolution – CFTC-Related Implications

Cadwalader, Wickersham & Taft LLP on 3/15/2023

Many of the transactions involving qualified financial contracts (“QFC”) with Silicon Valley Bank (“SVB”) and Signature Bank constitute Commodity Futures Trading Commission (“CFTC”) jurisdictional transactions that may be...more

Daily Financial Regulation Update -- Thursday, December 1, 2022

Paul Hastings LLP on 12/1/2022

November 30, 2022- U.S. Sen. Sherrod Brown (D-OH), Chair of the Senate Banking, Housing, and Urban Affairs Committee, wrote to U.S. Treasury Secretary and Chair of the Financial Stability Oversight Committee (FSOC) Janet...more

FSOC Report on Digital Assets: Mitigate Crypto Risks through Regulatory Oversight

A&O Shearman on 11/3/2022

On October 3, 2022, as lawmakers in the United States continue to debate which agencies should regulate crypto-based activities, the Financial Stability Oversight Council (FSOC) released its Report on Digital Asset Financial...more

Daily Financial Regulation Update -- Tuesday, October 4, 2022

Paul Hastings LLP on 10/4/2022

October 3, 2022- The Financial Stability Oversight Council held a meeting on October 3, 2022 where it unanimously approved its Report on Digital Asset Financial Stability Risks and Regulation....more

Promissory Notes - Banking & Finance Insights, Volume 2, Issue 7

Spilman Thomas & Battle, PLLC on 7/27/2022

Can an Effort to Revamp Anti-Redlining Lending Law Survive the Swamp? "The first major overhaul of the Community Reinvestment Act since 1995 wins praise, but some advocates say it falls short on closing the racial lending...more

Daily Financial Regulation Update -- Friday, June 3, 2022

Paul Hastings LLP on 6/3/2022

Federal Agencies- U.S. Department of the Treasury- U.S. Treasury Severs More Networks Providing Support for Putin and Russia's Elites-...more

Daily Financial Regulation Update -- Tuesday, May 31, 2022

Paul Hastings LLP on 5/31/2022

Major Developments- Federal Agencies- Federal Reserve Board Speech: Responding to High Inflation, with Some Thoughts on a Soft Landing- ...more

Federal Regulators Move To Regulate Stablecoins Through Banking Laws Plus New Legislation

Skadden, Arps, Slate, Meagher & Flom LLP on 11/17/2021

The President’s Working Group on Financial Markets (PWG), together with the Federal Deposit Insurance Corporation (FDIC) and the Office of the Comptroller of the Currency (OCC), released a much-anticipated Report on...more

LIBOR Transition Comparison: US vs. UK (Focusing on Interdealer Brokers)

ArentFox Schiff on 6/15/2021

As part of the ongoing transition from the London InterBank Offering Rate (LIBOR) to the Secured Overnight Financing Rate (SOFR) recommended by the Alternative Reference Rates Committee (ARRC) as an alternative rate, an...more

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