News & Analysis as of November 19, 2024

Securities and Exchange Commission (SEC)

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The Federal Deposit Insurance Corporation is a United States federal agency created in 1933 in response to widespread bank failures in the 1920s and early 1930s. The FDIC's mission is to maintain stability and consumer confidence in the United States banking system by insuring deposits, monitoring the health of financial institutions and managing receiverships. less -

Daily Financial Regulation Update -- Thursday May 23, 2024

Paul Hastings LLP on 5/23/2024

May 22, 2024- The Federal Deposit Insurance Corporation published its 2024 Risk Review, which summarizes conditions in the U.S. economy, financial markets, and the banking industry....more

Daily Financial Regulation Update -- Wednesday, February 7, 2024

Paul Hastings LLP on 2/8/2024

February 6, 2024- The U.S. House Committee on Financial Services held a hearing entitled, "The Annual Report of the Financial Stability Oversight Council." The Committee heard testimony from Secretary of the Treasury Janet...more

Daily Financial Regulation Update -- Thursday, December 14 2023

Paul Hastings LLP on 12/15/2023

December 13, 2023- The U.S. House Committee on Financial Services Subcommittee on Oversight and Investigations held a hearing entitled, "Moving the Money Part 2: Getting Answers from the Biden Administration on the Iranian...more

Daily Financial Regulation Update -- Wednesday, September 20, 2023

Paul Hastings LLP on 9/20/2023

September 19, 2023- The U.S. House Committee on Financial Services Subcommittee on Capital Markets held a hearing entitled, "Oversight of the SEC's Division of Investment Management."...more

Daily Financial Regulation Update -- Thursday, September 14, 2023

Paul Hastings LLP on 9/14/2023

September 13, 2023- The U.S. House Committee on Financial Services held a hearing entitled, "Oversight of the Committee on Foreign Investment in the United States (CFIUS) and Other Efforts to Strengthen National Security...more

Daily Financial Regulation Update -- Monday, July 17, 2023

Paul Hastings LLP on 7/17/2023

July 14, 2023- The Chairman of the House Financial Services Committee, Patrick McHenry (NC-10), and the Chairman of the House Agriculture Committee, Glenn "GT" Thompson (PA-15), issued the following statement regarding the...more

Daily Financial Regulation Update -- Thursday, June 22, 2023

Paul Hastings LLP on 6/22/2023

June 21, 2023- The U.S. Senate Committee on Banking, Housing, and Urban Affairs held a nomination hearing on the following nominations: •The Honorable Philip Nathan Jefferson, of North Carolina, to be Vice Chairman of the...more

CFPB's Section 1071 Final Rule (Part 3): Potential Problem Areas – The Consumer Finance Podcast

Troutman Pepper on 5/30/2023

Please join Troutman Pepper Partner Chris Willis and his colleagues Mark Furletti, Joe Reilly, and Christine Emello for the last installment of a special three-part series about the Consumer Financial Protection Bureau’s...more

Daily Financial Regulation Update -- Friday, May 12, 2023

Paul Hastings LLP on 5/12/2023

May 11, 2023- The Federal Deposit Insurance Corporation (FDIC) Board of Directors approved a notice of proposed rulemaking, which would implement a special assessment to recover the cost associated with protecting uninsured...more

Daily Financial Regulation Update -- Thursday, April 27, 2023

Paul Hastings LLP on 4/27/2023

April 26, 2023- House Financial Services Committee Chairman Patrick McHenry (NC-10), Digital Assets, Financial Technology and Inclusion Subcommittee Chairman French Hill (AR-02), and Oversight and Investigations Subcommittee...more

Daily Financial Regulation Update -- Wednesday, April 19, 2023

Paul Hastings LLP on 4/19/2023

April 18, 2023- The U.S. Senate Committee on Banking, Housing, and Urban Affairs held a hearing on the nominations of- i) Dr. Jared Bernstein, of Virginia, to be Chairman of the Council of Economic Advisers, Executive...more

FDIC Publishes Consumer Compliance Supervisory Highlights

Goodwin on 4/17/2023

Regulatory Developments - FDIC Publishes Consumer Compliance Supervisory Highlights - On April 5, the FDIC published its latest edition of Consumer Compliance Supervisory Highlights (the Highlights). This edition of...more

Daily Financial Regulation Update -- Tuesday, September 7, 2022

Paul Hastings LLP on 9/7/2022

September 6, 2022- The U.S. House of Representatives Committee on Financial Services announced updates to its September schedule. POSTPONED - Thursday, September 8 at 12 p.m. ET: The Subcommittee on Investor Protection,...more

Daily Financial Regulation Update -- Saturday, July 30, 2022

Paul Hastings LLP on 8/1/2022

July 29, 2022- The Federal Deposit Insurance Corporation published a fact sheet entitled, "What the Public Needs to Know About FDIC Deposit Insurance and Crypto Companies." The FDIC also issued a Financial Institution...more

Daily Financial Regulation Update -- Thursday, July 28, 2022

Paul Hastings LLP on 7/28/2022

July 27, 2022- Ahead of Thursday's U.S. Senate Banking Committee hearing on risks and scams in the cryptocurrency market, Ranking Member Pat Toomey (R-Pa.) sent a letter to the Securities and Exchange Commission on the...more

SBA Implemented Changes to PPP as a Part of American Rescue Plan Act

Goodwin on 3/25/2021

In this Issue. The federal bank regulatory agencies announced that the temporary change to the supplementary leverage ratio for depository institutions will expire as scheduled on March 31, 2021; the Small Business...more

Treasury Rolls Out Emergency Capital Investment Program

Goodwin on 3/12/2021

In this Issue. The U.S. Department of the Treasury announced that it was opening the application process for the Emergency Capital Investment Program, a new program designed to provide long-term, low-cost equity and...more

SEC Adopts Broad Exempt Offering Reforms

Goodwin on 11/5/2020

In the News. The Securities and Exchange Commission (SEC) adopted broad exempt offering reforms; the Department of Labor (DOL) finalized a rule, with significant revisions from the original proposal, on ESG investments; the...more

SEC Stays Busy With Amendments And Extensions To Various Rules, Definitions And Disclosures

Goodwin on 9/17/2020

In the News. The Securities and Exchange Commission (SEC) adopted final rules to update and expand the statistical disclosures that bank and savings and loan registrants must provide to investors for the first time in 30...more

SEC’s Inaugural Capital Call

Mayer Brown Free Writings + Perspectives on 1/24/2020

On January 23, 2020, the SEC’s Office of the Advocate for Small Business Capital Formation (the “Office”) hosted its first Capital Call, during which the Advocate for Small Business Capital Formation and Director of the...more

Financial Services Weekly News - November 2017 #4

Goodwin on 11/30/2017

Editor's Note - A Tale of Two Agencies. On November 27, Joseph M. Otting was sworn in as the 31st Comptroller of the Currency. Mr. Otting seamlessly succeeded Keith A. Noreika, who became Acting Comptroller in May 2017...more

Legislation Relating to Capital Formation

Morrison & Foerster LLP - JOBS Act on 5/22/2017

As the 115th United States Congress is currently in session, a number of bills designed to promote capital raising for companies have been introduced in both the House and the Senate. In the last two months, both the House...more

Corporate and Financial Weekly Digest - Volume X, Issue 41

Katten Muchin Rosenman LLP on 10/26/2015

SEC/CORPORATE - SEC To Hold Forum on Small Business Capital Formation in November - On October 21, the Securities and Exchange Commission announced that it will hold its annual Government - Business Forum on Small...more

Financial Services Weekly News - October 2015

Goodwin on 10/8/2015

Regulatory Developments - FINRA Files Proposed Rule Change to Apply Markup Rule to Government Securities: On Sept. 30 FINRA filed with the SEC a proposed rule change, published in the Federal Register on Oct. 6, to...more

Regulators Issue Final Dodd-Frank Standards for Assessing Diversity Policies and Practices of Covered Entities in the Financial...

Epstein Becker & Green on 7/24/2015

On June 9, 2015, six federal agencies (“Agencies”) subject to the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Act”) issued much-anticipated joint final standards (“Final Standards”) in accordance with...more

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