News & Analysis as of

Filing Deadlines Exemptions Coronavirus/COVID-19

Latham & Watkins LLP

FINRA Releases Long-Anticipated Guidance on New Work-From-Home Exemption Ahead of Impending COVID-19 Relief Expiration

Latham & Watkins LLP on

FINRA’s guidance sheds further light on the new rule, which will permit firms to elect “non-branch” designation for a private residence where an associated person conducts specified supervisory activities....more

Tucker Arensberg, P.C.

Pennsylvania Businesses Beware: COVID-19 Business Exemption Waivers

Pennsylvania business owners who are interested in applying for a COVID-19 Business Exemption Waiver, they are due April 3, 2020 at 5pm. We do not expect that this deadline will be extended....more

Spilman Thomas & Battle, PLLC

Friday Deadline Looms for Pennsylvania Businesses Seeking Exemption from Shutdown Order

According to the Pennsylvania Department of Community and Economic Development ("DCED"), Pennsylvania businesses have until 5 p.m. on Friday, April 3, 2020 to seek an exemption to Governor Wolf's order requiring "non-life...more

A&O Shearman

Updated: SEC Extends Temporary Exemptions From Form ADV And Form PF Filing And Delivery Requirements

A&O Shearman on

In an Order dated March 25, 2020, the Securities and Exchange Commission offered an exemption to investment advisers that are confronting COVID-19-related disruptions with respect to certain filing obligations. The Order...more

Alston & Bird

SEC Extends Conditional Filing Relief to Companies Affected by COVID-19

Alston & Bird on

The coronavirus pandemic has created an unprecedented and rapidly evolving situation federal agencies are scrambling to keep up with. Our Securities Group examines the Securities and Exchange Commission’s continued efforts to...more

Seyfarth Shaw LLP

COVID-19 Impact on OFCCP, EEO-1 and VETS-4212 Compliance

Seyfarth Shaw LLP on

Seyfarth Synopsis: This alert provides an update on the impact of COVID-19 on OFCCP audits and jurisdiction, EEO-1 and VETS-4212 filing deadlines. The OFCCP has granted a limited national interest exemption for new COVID-19...more

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