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Dechert LLP

SEC Releases Final Rule 192 Relating to Conflicts of Interest in Securitization

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The SEC released the final Securities Act Rule 192 relating to conflicts of interest in asset-backed securities transactions on November 27, 2023. In this OnPoint, we summarize the provisions of the final Rule 192 and...more

JD Supra Perspectives

Selected Risk Retention Questions and Answers for CMBS Securitizations

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On October 22, 2014, the Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, the Securities and Exchange Commission, the Federal Housing...more

Dechert LLP

Credit Risk Retention Final Rule: Enforcement and Compliance Considerations

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Predicting enforcement of the final rule regarding U.S. risk retention is an uncertain task. This OnPoint is designed to provide guidance on possibilities related to consequences of non-compliance, enforcement approaches by...more

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