News & Analysis as of November 16, 2024

Willful Misconduct

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Cross-Border Implications of the FCA’s Consultation Paper on Publishing Information About the Opening and Progress of...

Akin Gump Strauss Hauer & Feld LLP on 4/1/2024

Last month, the United Kingdom Financial Conduct Authority (FCA) announced that it is considering new procedures under which it would publicly identify firms that are under investigation as soon as the investigation has been...more

UK Regulators Set Out Policy Proposals on Misconduct; Diversity and Inclusion

Latham & Watkins LLP on 10/2/2023

The FCA and the PRA have published their long-awaited consultations which aim to formalise how firms approach diversity and inclusion. On 25 September 2023, the FCA and the PRA published separate but related consultation...more

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Financial Conduct Authority (FCA) › Disclosure Requirements › Willful Misconduct

Cross-Border Implications of the FCA’s Consultation Paper on Publishing Information About the Opening and Progress of...

UK Regulators Set Out Policy Proposals on Misconduct; Diversity and Inclusion

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