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Financial Conduct Authority (FCA) Retail Investors Investment

Proskauer Rose LLP

Regulation Round Up - May 2024

Proskauer Rose LLP on

Key developments in May 2024: ESG: The Financial Conduct Authority (“FCA”) updated its webpage on the sustainability disclosure requirements (“SDR”) and investments labelling regime. Among other things, the webpage has been...more

Mayer Brown Free Writings + Perspectives

UK Sustainability Disclosure Framework FCA Publishes Final Rules On Sustainability Disclosure Requirements And Investment Labels

On 28 November 2023, the UK's Financial Conduct Authority ("FCA") published its "Sustainability Disclosure Requirements ("SDR") and investment labels" policy statement (PS23/16) (the "Policy Statement"). The Policy Statement...more

Cadwalader, Wickersham & Taft LLP

The UK Proposes Changes to the Regulation of Equity Secondary Markets

In Policy Statement 23/4 (PS23/4) on “Improving Equity Secondary Markets,” the UK’s Financial Conduct Authority sets out its final proposed amendments to...more

A&O Shearman

Key Regulatory Topics: Weekly Update 19 May - 25 May 2023

A&O Shearman on

The consumer/retail sector has been the subject of a number of publications this week, including the European Commission’s Retail Investment Package and the FCA’s consultation on a new framework for firms to better support...more

Dechert LLP

CP22/20: Further leaves unfurl on the tree of the UK ESG regime

Dechert LLP on

After some delay, the United Kingdom’s financial services regulator, the Financial Conduct Authority (the “FCA”) has published Consultation Paper CP 22/20 (Sustainability Disclosure Requirements (“SDR”) and investment labels)...more

Orrick - Finance 20/20

FCA Sets Out New Proposals to Restrict High-Risk Financial Promotions

Orrick - Finance 20/20 on

On 19 January, 2022, the FCA published its consultation on strengthening its financial promotion rules for high-risk investments, including cryptoassets (CP22/2). The consultation proposes some fairly onerous requirements and...more

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