News & Analysis as of November 17, 2024

Financial Conduct Authority (FCA)

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The UK’s Financial Conduct Authority Discusses Gaps in Firms' Surveillance for Market Abuse

Cadwalader, Wickersham & Taft LLP on 5/17/2024

The UK’s Financial Conduct Authority (FCA) has reported its observations on firms’ market abuse surveillance arrangements in the May edition of Market Watch. The newsletter looks at a peer review of surveillance model testing...more

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The UK’s Financial Conduct Authority Discusses Gaps in Firms' Surveillance for Market Abuse

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