News & Analysis as of

Financial Services Industry FSCS

Mayer Brown

UK Government consults on new rules to recapitalise small banks in resolution – What does this mean for potential buyers of...

Mayer Brown on

What is the government proposing? The UK government (“HM Treasury”) has launched a Consultation setting out its proposals to amend the UK special resolution regime (“SRR”) to direct that the UK depositor guarantee scheme...more

Orrick, Herrington & Sutcliffe LLP

UK’s Prudential Regulation Authority imposes its second highest fine against a bank

On January 30, UK’s Prudential Regulation Authority (PRA) fined a large bank £57,417,500, the second highest fine ever imposed by the PRA, for allegedly failing to properly implement Depositor Protection Rule requirements. ...more

White & Case LLP

5 things you need to know about … the FCA’s 2021/22 business plan

White & Case LLP on

1. What is the FCA's 2021/22 business plan? The FCA's 2021/22 business plan (the "Business Plan") was published on 15 July 2021 (see here). It provides areas of focus for the FCA in both consumer and wholesale markets, as...more

Hogan Lovells

Financial institutions general regulatory news, November 2020 # 3

Hogan Lovells on

Draft Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2020 - A draft version of the Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2020 has been...more

Hogan Lovells

Financial institutions general regulatory news, November 2020 # 2

Hogan Lovells on

Financial Services (Gibraltar) (Amendment) (EU Exit) Regulations 2020 - The Financial Services (Gibraltar) (Amendment) (EU Exit) Regulations 2020 (SI 2020/1274) have been published, together with an explanatory...more

Hogan Lovells

Funds and asset management regulatory news, November 2020 # 3

Hogan Lovells on

FSCS levy calculations: FCA clarifies process for reporting income - The FCA has published a new webpage for investment managers, clarifying the options for reporting income for Financial Services Compensation Scheme...more

Proskauer Rose LLP

Regulation Round Up - November 2018

Proskauer Rose LLP on

2 November - The Prudential Regulation Authority ("PRA") updated its consultation paper on changes to the PRA Rulebook and onshored binding technical standards. The Financial Conduct Authority ("FCA") published issue...more

7 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide