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Financial Services Industry Securities Regulation Financial Conduct Authority (FCA)

Mayer Brown Free Writings + Perspectives

Investment Research

During his remarks at a meeting of the International Bar Association’s Asset Management Industry Conference on Global Challenges and Opportunities in Boston, Commissioner Uyeda commented on investment research and the...more

A&O Shearman

UK Securitisation Regulations Published

A&O Shearman on

The Securitisation Regulations 2024 (SI 2024/102) were made on January 29, 2024, and will come into force for the most part when the Securitisation Regulation 2017 is revoked. This is part of HM Treasury's Smarter Regulatory...more

Cadwalader, Wickersham & Taft LLP

The End of the Temporary Transitional Power: Securitisation Reporting

Brexit and the Temporary Transitional Power - On 31 January 2020, the UK ceased to be a member of the EU. Following a transition period, EU law ceased to be applicable in the UK with effect from 11 p.m. on 31 December...more

Hogan Lovells

The wait is over as reporting to a UK securitisation repository commences and UK templates are published

Hogan Lovells on

On 17 January 2022, European DataWarehouse Ltd and SecRep Limited were approved by the Financial Conduct Authority (FCA) as the first securitisation repositories (UK SRs) in the United Kingdom. Originators, sponsors and...more

Akin Gump Strauss Hauer & Feld LLP

[Podcast] The SEC and FCA Annual Reports: Facts, Figures, Trends

In this episode, Akin Gump financial regulatory partner Helen Marshall and white collar defense and government investigations practice co-head Michael Asaro look at SEC and FCA’s annual reports to discuss similarities,...more

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