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Global Code of Ethics Ethics

Holtzman Vogel Baran Torchinsky & Josefiak

In Compliance: June 2024 Round-Up

In this month's In Compliance Round-Up, we cover the following topics: Supreme Court Holds Federal Anti-Corruption Law Prohibits State and Local Officials from Accepting Bribes, But Not Gratuities - Ethics Guidance Issued...more

K&L Gates LLP

Client Conversations With Craig Budner: Interview With Casey Kaplan, Head of Global Compliance at Nike

K&L Gates LLP on

Casey Kaplan, a K&L Gates alum, is the head of compliance at Nike where he currently serves as the senior legal director of global ethics and compliance. In this episode of Client Conversations With Craig Budner, Casey and...more

Smart & Biggar

Updates to the IMC Code of Ethical Practices

Smart & Biggar on

Innovative Medicines Canada (IMC) has announced changes to its Code of Ethical Practices for the first time since the last significant update in 2014. IMC has indicated that several major changes have been made which include...more

A&O Shearman

OCIE to Fund Boards: We Are Watching Your Contract Renewal Process

A&O Shearman on

In a Risk Alert dated November 7, 2019, the SEC’s Office of Compliance Inspections and Examinations reminded investment company advisers and boards that examiners are looking carefully at how firms approach and document the...more

Hudson Cook, LLP

Getting Rid of Those Sneaky Weeds

Hudson Cook, LLP on

I may be a little old-school on this, but I still like to pick weeds in the yard. It's good exercise, makes the yard look nicer, and gives my brain a little down time. There's a particularly pernicious type of weed in our...more

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