News & Analysis as of

Guidance Update Risk Mitigation

Davis Wright Tremaine LLP

Latest NIST Guidance Identifies Generative AI Risks and Corresponding Mitigation Strategies

On July 26, NIST released a final version of its Generative Artificial Intelligence Profile (GenAI Profile), a cross-sectoral profile of and companion to the AI Risk Management Framework (AI RMF) (for further detail on the AI...more

Maron Marvel

White Paper: Navigating the Growing Risk of Large and Nuclear Verdicts

Maron Marvel on

The risk of a large verdict has always been a major factor in any litigation. In recent years, the potential for a punitive damages instruction reaching a jury and a consequent verdict has grown as well. US juries have not...more

Bricker Graydon LLP

OSHA issues updated guidance on mitigating and preventing the spread of COVID-19 in the workplace

Bricker Graydon LLP on

The U.S. Department of Labor Occupational Safety and Health Administration (OSHA) recently issued updates to its Guidance on Mitigating and Preventing the COVID-19 in the Workplace. The guidance provides employers who are not...more

Society of Corporate Compliance and Ethics...

[Virtual Event] 2021 Atlanta Regional Compliance & Ethics Conference - August 13th, 8:25 am - 4:30 pm EDT

Our Virtual Regional Compliance Conferences provide updates on the latest news in regulatory requirements, compliance enforcement, and strategies to develop effective compliance programs. Watch, listen, and ask questions from...more

King & Spalding

FATF Releases Proposed Updates to Cryptocurrency Regulation Guidance

King & Spalding on

On March 19, 2021, the Financial Action Task Force (“FATF”), an intergovernmental body tasked with setting international standards aimed at preventing money laundering and terrorist financing (“FATF Standards”), released its...more

Hudson Cook, LLP

FTC Declutters COPPA FAQs

Hudson Cook, LLP on

On July 22, 2020, the Federal Trade Commission ("FTC") issued revised FAQs regarding the Children's Online Privacy Protection Act and the FTC Rule issued thereunder (together "COPPA"). The COPPA FAQs provide practical...more

Jackson Walker

CISA Releases CISA 4.0, Repurposes Guidance on Critical Workers to Focus on Workplace Safety

Jackson Walker on

The federal Cybersecurity and Infrastructure Security Agency (“CISA”) has substantially updated its guidance on identifying critical infrastructure workers and activities during the Coronavirus outbreak. Earlier versions of...more

Bass, Berry & Sims PLC

COVID-19 What Employers Should Consider

Bass, Berry & Sims PLC on

UPDATE: The Occupational Safety and Health Administration (OSHA) has issued Guidance on Preparing Workplaces for COVID-19, which provides planning guidance intended to assist employers in providing a safe and healthful...more

Snell & Wilmer

Cybersecurity Disclosures: A 2018 Priority For Public Companies

Snell & Wilmer on

Dear clients and friends, For this edition of the Corporate Communicator, we summarize key considerations of an interpretative release from the SEC about the SEC’s views on companies’ disclosure obligations relating to...more

Holland & Knight LLP

U.S. Securities and Exchange Commission Updates Cybersecurity Disclosure Guidance - Agency Continues to Prioritize Cybersecurity...

Holland & Knight LLP on

• The U.S. Securities and Exchange Commission (SEC) released, on Feb. 21, 2018, updated guidance regarding public company cybersecurity disclosures. The guidance updates the Commission's 2011 non-binding guidance and...more

Carlton Fields

IAIS Proposes Revisions To Insurance Core Principle 13 On Reinsurance

Carlton Fields on

The International Association of Insurance Supervisors (“IAIS”) recently released proposed revisions to the existing version of its Insurance Core Principle 13 regarding “Reinsurance and Other Forms of Risk Transfer.” The...more

Carlton Fields

SEC Issues Guidance on Business Continuity Planning for Registered Investment Companies

Carlton Fields on

The Securities and Exchange Committee (SEC) staff published Guidance Update 2016-04, concerning business continuity plans regarding companies within a “fund complex.” By “fund complex” the staff means an affiliated group of...more

Morgan Lewis

MAS issues revised Guidelines on Outsourcing

Morgan Lewis on

Institutions will need to meet deadlines to conduct a self-assessment of existing outsourcing arrangements, rectify identified deficiencies, and put in place measures to mitigate interim risks where a deficiency is...more

Foley & Lardner LLP

A Compilation of Enforcement and Non-Enforcement Actions

Foley & Lardner LLP on

Non-Enforcement - SEC Decides Against Mounting an Appeal in Koch Ruling - The July 2015 ruling by the D.C. Circuit Court in Koch v. SEC will apparently not be challenged by the SEC. The Court ruled in that...more

Carlton Fields

What the Recent NAIC Financial Condition Examiners Handbook Changes Mean for Insurers

Carlton Fields on

On September 21, 2015, the National Association of Insurance Commissioners (NAIC) IT Examination Working Group adopted amendments to the IT section of the Financial Condition Examiners Handbook (“the Handbook”). The changes...more

Proskauer on Privacy

Cybersecurity Guidance for Registered Investment Advisers

Proskauer on Privacy on

On April 28, the Securities and Exchange Commission (SEC) released a Guidance Update addressing the importance of cybersecurity and the steps registered investment advisers (and registered investment companies) may wish to...more

Locke Lord LLP

Locke Lord QuickStudy: Investment Advisers Should “Beef Up” Cybersecurity Strategies - SEC Issues Updated Guidance

Locke Lord LLP on

Registered investment advisers should periodically assess their cybersecurity vulnerabilities, create strategies to respond, and make sure they are making the strategies work. ...more

Snell & Wilmer

New Guidance from the SEC: Cyber Security Best Practices

Snell & Wilmer on

On April 28, 2015, the U.S. Securities and Exchange Commission’s Division of Investment Management (the “Division”) issued a Guidance Update to investment and fund advisers on the topic of improving cyber security. While it...more

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