FCPA Compliance Report-Episode 514 – Jonathan Armstrong on Herbalife from a UK Perspective
FCPA Compliance Report-Episode 512 – Matt Kelly on the Role of Internal Audit
FCPA Compliance Report-Episode 511 – Jay Rosen on the Lack of Monitorship
Everything Compliance-Episode 66, the Herbalife FCPA Enforcement action
Compliance into the Weeds: Herbalife FCPA Enforcement Action
Episode 160 -- A Deep Dive into the Herbalife FCPA Settlement
Spotlight on the MSRB: In the Industry Developments section we report that the SEC, FINRA and the MSRB will be conducting a compliance outreach program for municipal advisors. The Municipal Securities Rulemaking Board was...more