News & Analysis as of

Hong Kong Securities and Futures Commission (HKSFC) Hong Kong Appeals

Dechert LLP

CIES to boost the appeal of Hong Kong funds

Dechert LLP on

The New Capital Investment Entrant Scheme (New CIES)1 was launched on 1 March 2024 aiming to attract high net worth investors (including foreign and Chinese nationals) to reside in Hong Kong with a permanent residency status...more

Hogan Lovells

CFA limits defence for insider dealers

Hogan Lovells on

On 12 October 2018, the Court of Final Appeal (CFA) found former executives of a listed company, Asia TeleMedia Limited (ATML) culpable for insider dealing. The majority four to one decision examines the "innocent purpose"...more

Dorsey & Whitney LLP

Hong Kong Securities Laws Violations: SFC’s Case Against Moody’s – Part 3

Dorsey & Whitney LLP on

On June 8, 2017, the Hong Kong "Court" of Appeal handed down a "Judgment" dismissing an appeal brought by Moody’s challenging a determination (Determination) by the Securities and Futures Appeals Tribunal (“Tribunal”). This...more

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