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Information Technology Corruption

Thomas Fox - Compliance Evangelist

Tone at the Top Week: Part 3-Email as a Strategic Compliance Tool

We continue our exploration of how CEOs and senior executives are uniquely positioned to drive home the importance of ethical behavior and adherence to compliance regulations. Today, we consider the humble email and how it...more

Society of Corporate Compliance and Ethics...

Third-party due diligence: Are supplier questionnaire(s) the answer?

Numerous laws (U.K. Bribery Act guidance document, German Supply Chain Act, Foreign Corrupt Practices Act resource guide, OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and...more

StoneTurn

Technology and Data Can be Powerful Fraud Investigative Tools or Create Massive Headaches. Need an Advil?

StoneTurn on

Multi-national organizations battle fraud and corruption risks daily given the size, scale, and complexities of their businesses, increased regulation and enforcement, and challenges preparing for a post-pandemic fraud...more

Thomas Fox - Compliance Evangelist

Capabilities Needed for AI Programs in Compliance

What are the crucial capabilities which a compliance function must have to implement an Artifical Intelligence (AI) compliance solution? Interestingly, such capabilities also are more broadly discussed in the Department of...more

Thomas Fox - Compliance Evangelist

AI in Compliance – Using AI to Enhance Compliance: Part 1

Last week, I penned a blog series around a special White-Collar Crime section in the July Harvard Business Review (HBR). This week, I am writing a blog post series based upon the MIT Sloan Management Review Special Report:...more

The Volkov Law Group

Making Sure Your Internal Controls Address Sanctions Risks (Part III of IV)

The Volkov Law Group on

The term “internal controls” is a loaded one – it morphs in various ways depending on the context.  Sometimes it is a shorthand for financial accounting controls; other times it encompasses a company’s compliance controls...more

Thomas Fox - Compliance Evangelist

AI, Compliance & the Value of Collaboration: Part II – AI Assisting Compliance

In this multi-part blog post series, I am exploring the increased use of technology to continue to drive the performance of corporate compliance programs. I am considering the use of Artificial Intelligence (AI) in a best...more

Thomas Fox - Compliance Evangelist

Using AI in Compliance: Going Forward – Part IV

Over the past few blog posts, I have been considering the use of artificial intelligence (AI) to make compliance more robust in the three prongs of prevent, detect and remediate. ...more

Thomas Fox - Compliance Evangelist

Using AI in a Compliance Function – Part III, Implementation

I am exploring the use of artificial intelligence (AI) to make compliance more robust in the three prongs of prevent, detect and remediate. This series is based upon an article in the Harvard Business Review (HBR), entitled...more

The Volkov Law Group

The Convergence of Cybersecurity, Compliance, and Enterprise Risk Management

The Volkov Law Group on

When you survey business leaders on significant risks, they invariably cite cybersecurity as number one and anti-corruption as number two. For global businesses, this makes total sense. Cyber-crime damage is estimated to...more

Thomas Fox - Compliance Evangelist

The Ping FCPA Enforcement Action: Lessons for the Compliance Practitioner

The Securities and Exchange Commission (SEC) settled a Foreign Corrupt Practices Act (FCPA) enforcement action against an individual earlier this month when it announced the resolution of a matter involving Jun Ping Zhang,...more

Thomas Fox - Compliance Evangelist

Farewell to Chocolate Thunder, Baylor Football and Due Diligence

Daryl Dawkins died yesterday. To anyone who followed the National Basketball League (NBA); Dawkins will always be remembered with the brilliant Stevie Wonder-derived moniker – Chocolate Thunder. I will also remember him for...more

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