News & Analysis as of

Innovative Technology White Collar Crimes

Thomas Fox - Compliance Evangelist

Using RegTech To Enhance the Fight Against Financial Crime

Have you heard these common myths about anti-money laundering technology solutions? Myth 1: Anti-money laundering technology solutions are only necessary for financial institutions. Myth 2: Anti-money laundering technology...more

The Volkov Law Group

“Person” of the Year: Technology and the Challenges for Ethics and Compliance

The Volkov Law Group on

I always enjoy retrospective “year in review” postings to start off the new year.  For years, I have sought to identify and capture important compliance trends, typically focused on specific professionals in the compliance...more

Thomas Fox - Compliance Evangelist

Leveraging Technology for Culture Monitoring

Welcome to a special five-part blog series on building a stronger culture of compliance, sponsored by Diligent. In this series I will visit with Yvette Hollingsworth-Clark, Viktor Cuijak, Jessica Czeczuga; Michael Parker; and...more

The Volkov Law Group

The Future of Compliance: Re-Branding Compliance from Reactive to Proactive (Part I of III)

The Volkov Law Group on

As everyone knows, I am an eternal optimist.  Being a cynic always leads to negative energy and results.  As a former federal prosecutor, I am deeply committed to the idea of doing the right thing....more

Thomas Fox - Compliance Evangelist

Taming Complexity in Compliance

One of the lessons we have learned from various Foreign Corrupt Practices Act (FCPA) enforcement actions over the years is how complexity in business organizations can work to defeat compliance programs. ...more

Thomas Fox - Compliance Evangelist

What is the Intersection of Star Wars and Compliance? Find Out This Week

On Monday, December 16, we begin with Episode IV-A New Hope and management of risk. We use Grand Moff Tarkin’s incorrect assessment that the risk presented by the Rebellion’s final attack on the Death Star was non-lethal. I...more

Thomas Fox - Compliance Evangelist

Baseball Moves Forward and the Advancement of Compliance Through ComTech

What have been some of the advancements in compliance this century? One of the key recent innovations has been the role of Artificial Intelligence (AI) in compliance going forward. LawTech had disrupted the legal profession...more

The Volkov Law Group

Compliance Program Evolution and Proactive Strategies (Part III of III)

The Volkov Law Group on

Sometimes what folks label a “new idea” is not so much of a new idea as the application of an old solution to a new discipline.  I do not mean to be cryptic, but I am going to explain my point by referring to an area where I...more

Robins Kaplan LLP

Your daily dose of financial news The Brief – 5.26.16

Robins Kaplan LLP on

The SEC has opened an inquiry into Alibaba’s accounting related to affiliated companies and related-party transactions, a big deal for a company “long seen as a symbol of China’s growing technological might”...more

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