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Insider Trading › Material Nonpublic Information › Board of Directors

BCLP

Don’t Pull the Trigger on That Stock Trade Just Yet! Questions Counsel Should Ask Insiders Before They Trade; Topics to Cover When...

BCLP on

One of the routine duties of counsel for a public company is advising officers and directors on their trades in company stock and their SEC responsibilities when they leave. Because those discussions are routine, it may be...more

Pillsbury Winthrop Shaw Pittman LLP

Best Laid Plans Gone Awry: Practices for Rule 10b5-1 Trading Plans

Pillsbury Winthrop Shaw Pittman LLP on

Rule 10b5-1 trading plans are in the limelight due to investigations initiated by U.S. Attorney’s Offices and the SEC into possible abuses by corporate executives of such plans. Now, more than ever, companies and their boards...more

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