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K2 Integrity

[Webinar] Creative Methods for Tracing Assets - September 18th, 8:00 am - 9:00 am ET

K2 Integrity on

Please join members of K2 Integrity’s specialist asset recovery team for a virtual presentation and Q&A session on 18 September 2024. You’ll hear from Tom Stanley, a senior managing director at K2 Integrity and head of the...more

K2 Integrity

[Webinar] Creative Methods for Tracing Assets - June 19th, 8:00 am ET

K2 Integrity on

Please join members of K2 Integrity’s specialist asset recovery team for a virtual presentation and Q&A session on 19 June 2024. You’ll hear from Tom Stanley, a senior managing director at K2 Integrity and head of the global...more

Foley Hoag LLP - White Collar Law &...

Tennessee v. BlackRock: How this Case Informs How We Look Back and Look Ahead at ESG

This is the final post in our 2024 Year in Preview series examining important trends in white collar law and investigations in the coming year... Politicians in Republican-led states have painted a target on environmental,...more

K&L Gates LLP

The ESG Debate Heats Up: State AGs Investigating Asset Manager Involvement in ESG Initiatives and Related Proxy Voting

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Over the past two weeks, multiple state attorneys general have sent civil investigative demands (CIDs) or subpoenas to asset managers regarding their involvement in the environmental, social, and governance (ESG) initiatives...more

Proskauer - The Capital Commitment

Messaging Missteps: SEC’s Increasing Focus on Off-Channel Communications

The SEC’s Enforcement Division is conducting a sweep investigation of large investment advisers regarding their employees’ use of “off-channel” communications. The sweep, which has been widely reported in the press, focuses...more

K&L Gates LLP

Fifth Circuit Affirms Dismissal of Derivative Suit Against Mutual Fund Adviser and Trustees

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The Fifth Circuit Court of Appeals recently affirmed the dismissal of a shareholder derivative suit filed against the manager and trustees of a Massachusetts business trust and SEC-registered investment company. In doing so,...more

White & Case LLP

One step closer to mandatory whistleblower systems in Germany

White & Case LLP on

Following Germany's initial attempt last year to implement the EU Whistleblower Directive (Directive (EU) 2019/1937), aimed at ensuring harmonized and improved protection of whistleblowers throughout Europe, the Federal...more

American Conference Institute (ACI)

[Virtual Event] Fraud, Asset Tracing and Recovery - Geneva - March 23rd - 25th, 12:15 pm - 5:15 pm CET

The 15th Fraud, Asset Tracing & Recovery Conference – Geneva has been reimagined for 2021 and will take place in a virtual format!... The programme will stay true to its raison d’être-continuing to stand apart as the...more

Dechert LLP

Managing sanctions exposure from Multilateral Development Banks: the growing risks for private equity sponsors and asset managers

Dechert LLP on

In response to COVID-19, Multilateral Development Banks (“MDBs”)1  have pledged US$213.5 billion of financing for projects, in addition to the US$95 billion in new financing commitments pledged during 2019....more

American Conference Institute (ACI)

[Webinar] Virtual Fraud, Asset Tracing & Recovery Miami - October 28th - 30th, 8:30 am - 1:30 pm EDT

C5’s and ACI’s Virtual Fraud, Asset Tracing & Recovery Miami is the quintessential gathering for practitioners located offshore and across the globe. Unlike other events, this programme is your best opportunity to enhance...more

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