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Investment Adviser › Administrative Procedure Act › Commodities Futures Trading Commission

Morrison & Foerster LLP

Significant Investment Adviser Regulatory Developments in 2024

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Alongside the rapid pace of Securities and Exchange Commission (SEC) rulemaking, the SEC and its Staff continue to shape regulatory obligations for investment advisers in 2024 through guidance, alerts, enforcement actions,...more

BakerHostetler

2015 Mid-Year Securities Litigation and Enforcement Highlights

BakerHostetler on

Welcome to the 2015 Mid-Year Report from the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team. The purpose is to provide a periodic survey, apart from our team Executive Alerts, on matters we...more

Eversheds Sutherland (US) LLP

Amendments to CFTC Rule 4.5 Affecting Advisers to Registered Investment Companies Upheld

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On Tuesday, June 25, 2013, a three-judge panel of the United States Court of Appeals for the District of Columbia Circuit (Court of Appeals) affirmed the decision of the United States District Court for the District of...more

Eversheds Sutherland (US) LLP

DC Court of Appeals Upholds Amendments to CFTC Rule 4.5 Affecting Advisers to Registered Investment Companies

Eversheds Sutherland (US) LLP on

On Tuesday, June 25, 2013, a three-judge panel of the United States Court of Appeals for the District of Columbia Circuit (Court of Appeals) affirmed the decision of the United States District Court for the District of...more

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