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Investment Adviser › Political Contributions › Exempt Reporting Advisers (ERAs)

Hogan Lovells

Election season brings political contribution rule to forefront for investment advisers

Hogan Lovells on

It’s election season in America – and for investment advisers (registered or exempt), that means a renewed focus on Rule 206(4)-5, the political contributions rule, commonly known as the “pay-to-play rule.”...more

Proskauer - The Capital Commitment

Key Steps for Fund Managers to Avoid Scrutiny Under the SEC’s Pay-to-Play Rule

Proskauer - The Capital Commitment on

The SEC’s recent settlement involving a “pay-to-play” rule violation by a private equity firm is a timely reminder for fund managers, especially with the November elections approaching. As a refresher, Rule 206(4)-5 of...more

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