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Investment False Claims Act (FCA) United Kingdom

Dechert LLP

FCA Relaxes Rules on Bundled Brokerage

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The UK Financial Conduct Authority (FCA) is planning to lift its ban on asset managers making joint or ‘bundled’ payments to broker-dealers for third-party investment research and execution services. The change is being...more

Dechert LLP

UK Financial Conduct Authority Introduces Financial Promotions Gateway

Dechert LLP on

In December 2022, the Financial Conduct Authority (“FCA”) carried out a consultation on the introduction of a new regulatory gateway for firms who approve financial promotions. On 12 September 2023, the FCA published Policy...more

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