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Leadership Corporate Culture Chief Compliance Officers

Thomas Fox - Compliance Evangelist

Tone at The Top Week: Part 2 – Ten Things A CEO Can Do

In corporate compliance, a guiding principle is the foundation for success or failure: Tone at the Top. This phrase encapsulates the role of senior executives—particularly the CEO—in setting the ethical standards, cultural...more

Dentons

Ep. 26 – When No One Cares About Your Compliance Program

Dentons on

The role of the compliance officer is often stressful. In 2022, the Corporate Compliance Institute published a survey of 240 compliance officers. According to the findings, 59% felt burned out, 51% have “a lot of” or “extreme...more

Thomas Fox - Compliance Evangelist

Setting the Tone at the Top in Star Trek: Devil in the Dark

In the world of compliance, the tone at the top is paramount. It sets the stage for the organizational culture, influencing every business layer. As an award-winning compliance blogger, I often seek examples from popular...more

Society of Corporate Compliance and Ethics...

Compliance Lessons from Dating in Your 50s

Michelle Nichols from the compliance team at Farmer Mac definitely wins the prize for the most unexpected title for a session at the 2024 SCCE Compliance & Ethics Institute: “How Dating in My 50s Made Me a Better Compliance...more

Thomas Fox - Compliance Evangelist

Adam Balfour on Ethics & Compliance for Humans

I recently had the opportunity to sit down with Adam Balfour, author of Ethics and Compliance for Humans. We had a great conversation about his book and the importance of ethics, compliance, and leadership in organizations....more

Society of Corporate Compliance and Ethics...

[Webinar] Ethics and Compliance as Leadership Skills - July 13th, 12:00 pm - 1:30 pm CT

Learning Objectives - How leaders can define their ethical leadership ‘north star’ - How leadership shapes an organizations’ risk culture - What is a ‘healthy risk culture’ - How risk culture can be concretely...more

NAVEX

[Webinar] The State of Risk & Compliance in 2023 - June 22nd, 9:00 am PT

NAVEX on

As our business environment becomes more complex and regulated, it is crucial for organizations to stay on top of their risk and compliance priorities. In this webinar, leaders in compliance and statistical research will...more

NAVEX

A New Front Opens on CCO Liability Risks

NAVEX on

Corporate compliance officers have long been anxious about the prospect of personal legal liability for a failure in the compliance programs they manage. Now the Delaware Chancery Court has made that question even more murky,...more

NAVEX

A Review of Risk & Compliance in 2022

NAVEX on

As 2022 comes to a close, now is an ideal time to reflect on the developments and challenges this year held for the risk and compliance profession – and there was no shortage of either. The complexity of maintaining...more

Ruder Ware

Compliance Officer Challenges and Frustrations Getting Board and Management Commitment to Compliance Culture

Ruder Ware on

One of the biggest challenges a compliance officer faces is establishing a strong commitment to creating a culture of compliance and obtaining recognition–there needs to be a compliance “tone from the top” of an...more

NAVEX

NAVEX R&C Benchmark Finding – Regulatory Compliance is a Top Priority

NAVEX on

Risk and compliance (R&C) leaders have long understood that a well-functioning R&C program is an engine that drives strong corporate cultures and a range of positive business outcomes. Yet, NAVEX survey data indicates that...more

Society of Corporate Compliance and Ethics...

[Event] 11th Annual European Compliance & Ethics Institute - March 20th - 22nd, Amsterdam, Netherlands

In-person is back! Join us in Amsterdam for the 2023 European Compliance & Ethics Institute! Strengthen your compliance and ethics program by attending our 11th annual European Compliance and Ethics Institute, 20-22 March...more

NAVEX

9 Components of an Effective Compliance Program Assessment

NAVEX on

For regular readers of Risk & Compliance Matters, you’re surely familiar with the importance of maintaining a mature compliance program – and the benefits this has on an organization’s culture and adherence to regulatory...more

NAVEX

Executive Summary: 2022 Risk and Compliance Survey Benchmark Report

NAVEX on

The resilience of risk and compliance (R&C) leaders over these past couple of years has been remarkable. Our profession adapted amid the massive and sudden workplace shifts brought on by COVID-19, and by most accounts,...more

Thomas Fox - Compliance Evangelist

Macbeth and Culture Transformation

Over the past week, I have been considering Joel Coen’s The Tragedy of Macbeth currently appearing on Apple TV. I have been reviewing the film and exploring my love of all things Shakespeare. Today, to end this series I want...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Seattle Regional Compliance and Ethics Conference - November 12th, 8:25 am - 4:30 pm PST

Our Virtual Regional Compliance Conferences provide updates on the latest news in regulatory requirements, compliance enforcement, and strategies to develop effective compliance programs. Watch, listen, and ask questions from...more

The Volkov Law Group

Insights from Recent NAVEX Global and KPMG Surveys

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Chief compliance officers are always hungry for benchmarking data, for comparisons and insights around how their respective compliance programs stack up against other companies, especially in the same industry.  Compliance...more

Society of Corporate Compliance and Ethics...

A Ted Lasso Producer, Corporate Culture, Compliance & Ethics

Ted Lasso has been a pandemic streaming success story. The show stars Jason Sudeikis as an American college football coach hired to lead a troubled English soccer (football) club. Unlike the typically-portrayed coach,...more

The Volkov Law Group

A Basic Question — Where is the CCO’s Office?

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Sometimes compliance issues are simple.  Most times they are nuanced.  This is a simple issue but it carries with it a significant message.  So here goes – where is the CCO’s office?...more

NAVEX

How to Get From Whistleblower Protection to Accountability

NAVEX on

Corporate compliance can be a noisy and confusing world, with many different issues demanding a compliance officer’s attention. One message, however, has always been a keynote cutting through all the cacophony -- the...more

Thomas Fox - Compliance Evangelist

Leadership Week: Part 5, Leading Yourself First

Today, I conclude my exploration of several aspect of leadership that every Chief Compliance Officer (CCO) can utilize by focusing on the decision-making process that General Dwight Eisenhower used around the one factor he...more

Thomas Fox - Compliance Evangelist

Leadership Week: Part 3, the Stoics Guide to Business Leadership

Today, we dip back into ancient history for some leadership lessons that every Chief Compliance Officer (CCO) should take to heart, by considering the Greek and Roman philosophers, the Stoics. You can draw a straight line...more

Thomas Fox - Compliance Evangelist

Leadership Week: Part 2, Leadership Lessons from the Father of Texas

Today we continue to look at leadership from a variety of angles and approaches as celebrate the Father of Texas, Stephen F. Austin. Most people think Sam Houston was the father of this great state but it was the person for...more

Thomas Fox - Compliance Evangelist

Leadership Week: Part 1- Catch 22

This week I will be looking at leadership issues for the Chief Compliance Officer (CCO) from a variety of disparate sources: history, literature, culture and music. Today, I begin with one of the most the most famous books...more

NAVEX

Training: More Complex, More Important — and More Pushback

NAVEX on

In the last 5 years, ethics and compliance training programs have taken on a new life and focus. Organizations now recognize the critical role they play in an overall effective compliance program, and with increasing...more

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