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Thomas Fox - Compliance Evangelist

Making Ethics & Compliance Training Memorable: Part 5 – Making Compliance Training Playful

There is not much I enjoy more than sitting down with one of the innovative thinkers in compliance, Carsten Tams, to find out what is on his mind regarding compliance. I recently had the opportunity to make Ethics and...more

Thomas Fox - Compliance Evangelist

Transforming Culture: Part 5 – Ongoing Monitoring and Continuous Improvement of Culture

Boeing is not the first company to find itself amid a massive scandal. You can think of Siemens’ bribery and corruption scandal, the VW emissions-testing scandal, the Wells Fargo fraudulent accounts scandal, or any other...more

Thomas Fox - Compliance Evangelist

Transforming Culture: Part 2 – The Role of Leadership

Boeing is not the first company to find itself amid a massive scandal. You can think of Siemens’ bribery and corruption scandal, the VW emissions-testing scandal, the Wells Fargo fraudulent accounts scandal, or any other...more

Sheppard Mullin Richter & Hampton LLP

Organizational Integrity Shorts: The Importance of Post-Investigation Activities

Aristotle said “well begun is half done.” About 2,300 years later, Mary Poppins shared the same advice with her young charges, Jane and Michael. The adage generally is understood to mean that a thoughtful and disciplined...more

Thomas Fox - Compliance Evangelist

Role of Leadership in Culture and Course Correcting

When it comes to leadership, many people focus on qualities like decisiveness, communication skills, and strategic thinking. While these traits are undoubtedly important, there is another aspect of leadership that often gets...more

Society of Corporate Compliance and Ethics...

Leading the way: Ethics and compliance as leadership responsibilities

To thrive in a complex world of constant change and challenge, firms must continuously innovate by pivoting business models, creating disruptive products, and implementing new technologies. Keeping an organization innovative,...more

Thomas Fox - Compliance Evangelist

Leadership Lessons from the Presidents of the Republic of Texas-David Burnet: Building a Republic

The Republic of Texas holds a unique place in American history as a short-lived independent nation. In this special four-part blog post series, I will be diving into the intriguing world of the presidents of the Republic of...more

Thomas Fox - Compliance Evangelist

Classic Monster Movie Month-Leadership and Ethical Lessons from Murders in Rue Morgue

It is October and one of my favorite times of the year as I get to revisit the 1930s and 1940s classic monster movies released by Universal Pictures. The year I want to explore some of the lesser known Universal Picture...more

NAVEX

Be the One Together – Juneteenth

NAVEX on

Rising together - I rise, I rise, I rise. These are the last three lines of the poem “Still I Rise” by the beloved poet Maya Angelou – and what Juneteenth is all about. Juneteenth commemorates one of the most meaningful...more

NAVEX

A New Front Opens on CCO Liability Risks

NAVEX on

Corporate compliance officers have long been anxious about the prospect of personal legal liability for a failure in the compliance programs they manage. Now the Delaware Chancery Court has made that question even more murky,...more

NAVEX

A Review of Risk & Compliance in 2022

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As 2022 comes to a close, now is an ideal time to reflect on the developments and challenges this year held for the risk and compliance profession – and there was no shortage of either. The complexity of maintaining...more

Ruder Ware

Compliance Officer Challenges and Frustrations Getting Board and Management Commitment to Compliance Culture

Ruder Ware on

One of the biggest challenges a compliance officer faces is establishing a strong commitment to creating a culture of compliance and obtaining recognition–there needs to be a compliance “tone from the top” of an...more

NAVEX

NAVEX R&C Benchmark Finding – Regulatory Compliance is a Top Priority

NAVEX on

Risk and compliance (R&C) leaders have long understood that a well-functioning R&C program is an engine that drives strong corporate cultures and a range of positive business outcomes. Yet, NAVEX survey data indicates that...more

NAVEX

NAVEX R&C Benchmark Finding: Programs Still Have Opportunities to Better Utilize Data

NAVEX on

NAVEX publishes the Definitive Risk and Compliance Benchmark Report each year, surveying over 1,100 industry professionals. The purpose of this report is to provide insight into the effectiveness of R&C programs and enable...more

NAVEX

NAVEX R&C Benchmark Finding: Leadership’s Opportunity to Improve Commitment to Compliance

NAVEX on

NAVEX publishes the Risk and Compliance benchmark report each year, surveying over 1,100 industry professionals. The purpose of this report is to provide insight into the effectiveness of R&C programs and enable leaders to...more

The Volkov Law Group

Civility and Corporate Culture

The Volkov Law Group on

We live in a challenging time — yes, another profound grasp of the obvious. From my narrow perspective, there are two significant trends occurring at the same time — people are angry and more willing to express their anger...more

FordHarrison

Workplace Words of Wisdom from Ted Lasso

FordHarrison on

While Ted Lasso is a show about many concepts, one of the main concepts is to be curious, not judgmental, and as part and parcel of this to show empathy towards others. While this show specifically revolves around a...more

The Volkov Law Group

Culture and a Company’s Most Valuable Intangible Asset – its Reputation

The Volkov Law Group on

Corporate leaders and executives like to mouth the words surrounding corporate culture.  It is part of the code they all use with each other.  Few of them, however, really know what the word means or even dare to understand...more

Thomas Fox - Compliance Evangelist

Leadership Week: Part 5, Leading Yourself First

Today, I conclude my exploration of several aspect of leadership that every Chief Compliance Officer (CCO) can utilize by focusing on the decision-making process that General Dwight Eisenhower used around the one factor he...more

Thomas Fox - Compliance Evangelist

Leadership Week: Part 4, Sgt. Pepper’s Lonely Hearts Club Band

I continue my exploration of different ways to think about leadership by considering perhaps the most iconic album cover in the history of rock and roll, Sgt. Pepper’s Lonely Hearts Club Band. In Rolling Stone article,...more

Thomas Fox - Compliance Evangelist

Leadership Week: Part 3, the Stoics Guide to Business Leadership

Today, we dip back into ancient history for some leadership lessons that every Chief Compliance Officer (CCO) should take to heart, by considering the Greek and Roman philosophers, the Stoics. You can draw a straight line...more

Thomas Fox - Compliance Evangelist

Leadership Week: Part 2, Leadership Lessons from the Father of Texas

Today we continue to look at leadership from a variety of angles and approaches as celebrate the Father of Texas, Stephen F. Austin. Most people think Sam Houston was the father of this great state but it was the person for...more

Thomas Fox - Compliance Evangelist

Leadership Lessons from Abraham Lincoln (UPDATED)

In honor of President’s Day 2021, I look at some leadership lessons from Abraham Lincoln. In a New York Times (NYT) article, entitled “Lincoln’s School of Management”, Nancy F. Koehn, a historian at the Harvard School of...more

Thomas Fox - Compliance Evangelist

KPMG Chairman to Employees ‘Stop Complaining’ or How to Destroy Employee Trust

Some weeks a theme arises early and you just have to ride with it throughout the week. One Monday, Matt Kelly (the coolest guy in compliance) and I did our weekly Compliance into the Weeds podcast recording, which we now live...more

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

You need to set the tone

I’ve been involved with so many small organizations both profit and non-profit in one form or another as an employee, officer, or client. The one thing that is consistent with each organization is that the leadership sets the...more

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