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Leadership Ethics Anti-Corruption

Thomas Fox - Compliance Evangelist

Role of Leadership in Culture and Course Correcting

When it comes to leadership, many people focus on qualities like decisiveness, communication skills, and strategic thinking. While these traits are undoubtedly important, there is another aspect of leadership that often gets...more

K&L Gates LLP

Client Conversations With Craig Budner: Interview With Casey Kaplan, Head of Global Compliance at Nike

K&L Gates LLP on

Casey Kaplan, a K&L Gates alum, is the head of compliance at Nike where he currently serves as the senior legal director of global ethics and compliance. In this episode of Client Conversations With Craig Budner, Casey and...more

Thomas Fox - Compliance Evangelist

Compliance Lessons from The Adventure of the Crooked Man

One of the great things about having a podcast network is that I get to not only explore topics that I love but I get to tie them into compliance. Perhaps the best example is my award-winning series, Trekking Through...more

The Volkov Law Group

ECI’s New Survey – The State of Ethics & Compliance in the Workplace

The Volkov Law Group on

The Ethics and Compliance Initiative (“ECI”) is a terrific organization that provides important ethics and compliance insights and leadership.  Starting in 1994, ECI has conducted a longitudinal, cross-section study of...more

American Conference Institute (ACI)

[Event] 1st Annual Women in AML & Sanctions Forum - September 28th - 29th, Washington, DC

The 1st Annual ACI’s Women in AML and Economic Sanctions provides an opportunity to learn and engage with legal and compliance professionals during 1 ½ days of valuable discussion....more

Society of Corporate Compliance and Ethics...

[Event] 11th Annual European Compliance & Ethics Institute - March 20th - 22nd, Amsterdam, Netherlands

In-person is back! Join us in Amsterdam for the 2023 European Compliance & Ethics Institute! Strengthen your compliance and ethics program by attending our 11th annual European Compliance and Ethics Institute, 20-22 March...more

The Volkov Law Group

Compliance Titles and Responsibilities

The Volkov Law Group on

Let me start with yet another profound grasp of the obvious — leadership requires many important interpersonal and intellectual capabilities.  I do not intend to list the important ones right now but leadership requires an...more

The Volkov Law Group

A Basic Question — Where is the CCO’s Office?

The Volkov Law Group on

Sometimes compliance issues are simple.  Most times they are nuanced.  This is a simple issue but it carries with it a significant message.  So here goes – where is the CCO’s office?...more

Mitratech Holdings, Inc

Ethics Rising: How Easier Processes Drive a Compliance Culture

Ethical and compliant behavior depends on an ethical company culture: one where employees question decisions when they conflict with organizational values and speak up when facing moral dilemmas. ...more

Oberheiden P.C.

A CEO's Guide to FCPA Compliance

Oberheiden P.C. on

- A tone-at-the-top business culture with CEO leadership is a critical component of effective anti-corruption and anti-bribery policy implementation. - CEO leadership helps set an example for lower management and company...more

Latham & Watkins LLP

Wachsende Bedeutung der Unternehmenskultur

Latham & Watkins LLP on

Was Unternehmen aus einem der größten Baseball-Skandale lernen können - Selten hatte die juristische Aufarbeitung sportlicher Verfehlungen einen so großen Nachhall wie zuletzt beim „Sign Stealing“ in der Major League...more

The Volkov Law Group

Admit It – Your Compliance Program is Not Really “Effective”

The Volkov Law Group on

Chief compliance officers are heroes.  They labor every day to advance a company’s ethics and compliance program without much recognition, with few resources, and with well-known gaps in their programs....more

Thomas Fox - Compliance Evangelist

The Astros Players and Communicating Compliance

The Houston Astros sign-stealing scandal is only going to get worse and worse. In addition to the report by Wall Street Journal (WSJ) of the “Dark Arts” program by the Astros front office to steal signs in a program called...more

Society of Corporate Compliance and Ethics...

Compliance Perspectives: Sign Stealing in the MLB

Breaking the rules is breaking the rules no matter where it occurs. And for those of us in compliance there is much to learn from scandals of all sorts. Chris Rose, the co-host of Intentional Talk on the MLB Network and...more

Thomas Fox - Compliance Evangelist

The Astros Cheating Scandal and Compliance – Part 5: The Whistleblower and The Amnesty

I am nearing the end of a multi-part exploration of the Major League Baseball (MLB) investigation into allegations that the Houston Astros engaged in a multi-year scheme to steal signs and signals from opposing teams. ...more

Thomas Fox - Compliance Evangelist

The Astros Cheating Scandal and Compliance – Part 4: Ethics and The Truth of the Game

Today, I wanted to consider some of the ethical issues involved, why do we have ethics, more specifically, why do we have ethics in sports. At its most basic, ethics is knowing right from wrong. There is no question the...more

Thomas Fox - Compliance Evangelist

The Astros Cheating Scandal and Compliance-Part 2, Hinch and Luhnow

I am in the midst of a multipart exploration of the Major League Baseball (MLB) investigation into allegations that the Houston Astros engaged in a multi-year scheme to steal signs and signals from opposing teams. MLB issued...more

Thomas Fox - Compliance Evangelist

Farewell to Harrison Dillard and a CCO Using Empathy

As a Chief Compliance Officer (CCO) one of the most powerful tools you have is persuasion. Jenny O’Brien, CCO at UnitedHealthcare, has talked about the techniques that a CCO can use to influence decision making in a company...more

The Volkov Law Group

Ethical Culture Begins with Senior Management

The Volkov Law Group on

I tend to repeat myself and when it comes to corporate cultured and ethics, I admit it.  A company without an ethical culture, or at least a commitment to an ethical culture, will be unable to achieve an effective ethics and...more

The Volkov Law Group

The Dangerous Compliance Threat – Budget Cuts to Compliance Programs

The Volkov Law Group on

A fundamental requirement for an effective ethics and compliance program is that it is supported by “adequate resources.” This does not mean a bare minimum requirement; nor is this requirement satisfied by flat-lining a...more

Thomas Fox - Compliance Evangelist

Leadership Lessons from Dr. Frankenstein

I hope you will consider just how impactful you can be as a leader, such as a Chief Compliance Officer (CCO), or that your Chief Executive Officer (CEO) can be. ...more

The Volkov Law Group

The New Test for CCOs

The Volkov Law Group on

These are inspiring times for the compliance profession. Looking back on the last ten years, it is amazing to observe the growth and influence of the compliance profession. Many of the original advocates for the compliance...more

The Volkov Law Group

Ominous Signs for the Future of the Compliance Profession

The Volkov Law Group on

As we celebrate Ethics and Compliance Week in 2017, I wanted to offer my own assessment of where the compliance profession stands and the challenges facing the profession for the future....more

NAVEX

[Webinar] Ethics & Compliance Virtual Conference - November 9th, 5:30am PT

NAVEX on

Organizations that focus on creating ethical cultures come out ahead - That’s why this year’s conference theme is Ignite a Winning Workplace Culture. Winning cultures do not happen accidentally – they’re navigated by...more

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