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New Regulations Regulatory Requirements Decentralized Finance (DeFi)

Fenwick & West LLP

SEC Finalizes “Dealer” Regulation – Uncertain Impact to Cryptoasset Market Participants

Fenwick & West LLP on

On February 6, the United States Securities and Exchange Commission (SEC) voted 3-2 to adopt Rules 3a5-4 and 3a44-2 under the Securities Exchange Act of 1934 (“Exchange Act”), as a final regulation to further clarify the...more

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