News & Analysis as of November 17, 2024

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The New Fiduciary Rule (30): The One-Time Recommendation Definition

Faegre Drinker Biddle & Reath LLP on 5/2/2024

The DOL’s fiduciary regulation and the amended Prohibited Transaction Exemptions (PTEs) 2020-02 and 84-24 will be effective on September 23 of this year. However, some of the requirements (called “conditions”) of PTEs...more

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The New Fiduciary Rule (30): The One-Time Recommendation Definition

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