News & Analysis as of October 18, 2024

Publicly-Traded Companies

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Compliance into the Weeds - SOX Compliance, PCAOB Inspections and Audits
FCPA Compliance Report-Episode 449, Francine McKenna with an update on the KPMG-PCAOB Scandal
Compliance into the Weeds: Episode 144-Changes at the PCAOB
Episode 25 -- Unraveling the KPMG Audit Scandal
Compliance into the Weeds-Episode 51, the PCAOB and Compliance

SEC Approves PCAOB Rule Amendment That Expands Individual Auditor Enforcement Liability

DLA Piper on 8/26/2024

The Securities and Exchange Commission (SEC) approved a proposed amendment to Public Company Accounting Oversight Board (PCAOB) Rule 3502. The amended rule expands enforcement liability for associated persons who...more

SEC Reverses PCAOB’s Findings of Repeated Negligent Conduct by Audit Partner

Stinson - Corporate & Securities Law Blog on 6/3/2019

In a review of a PCAOB disciplinary proceeding the SEC took the rare step of cancelling the PCAOB’s finding that an audit partner of a Big Four firm engaged in repeated instances of negligent conduct during the audit of a...more

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PCAOB › Negligence › Publicly-Traded Companies

SEC Approves PCAOB Rule Amendment That Expands Individual Auditor Enforcement Liability

SEC Reverses PCAOB’s Findings of Repeated Negligent Conduct by Audit Partner

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