News & Analysis as of

Policies and Procedures Data Privacy Information Governance

Womble Bond Dickinson

Data Dilemma: Navigating Data at the Crossroads of Innovation & Compliance

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Womble Bond Dickinson’s content series—Innovation Interchange: The Power of Cross-Industry Insight—explores emerging challenges from the viewpoint of trendsetting industries. ...more

CloudNine

Efficient Text and Chat Data Discovery Starts with Information Governance (IG)

CloudNine on

When it comes to ensuring that data is preserved and available for litigation, investigations, or government inquiries, it all starts with establishing and codifying clear data governance policies and procedures....more

Epiq

Remaining Compliant Amidst Challenges When Using Chat Applications in the Workplace

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Communication is different in the modern workplace. Gone are the days of phone calls and email being the primary channels of interaction. Many organizations are frequently utilizing chat applications like Microsoft Teams for...more

Association of Certified E-Discovery...

[Virtual Event] Operationalizing Data Privacy in Today’s Landscape - October 28th, 12:00 pm - 1:00 pm ET

With ever-evolving privacy regulations and compliance requirements, this session will explore the technologies available for operationalizing and managing your data privacy program. Join Epiq for a discussion on the...more

Neal, Gerber & Eisenberg LLP

NGE On Demand: Cybersecurity Considerations for Emerging Companies with Michael Gray and David Wheeler

NGE Corporate & Securities partner Michael Gray recently interviewed Data Privacy & Information Governance partner David Wheeler about the cybersecurity needs for small and emerging companies. The discussion focused on the...more

Goodwin

Setting A New Standard: Data Privacy And Corporate Social Responsibility

Goodwin on

Corporate Social Responsibility (“CSR”) and Environmental, Social, and Governance (“ESG”) practices have increasingly become priorities for many organizations as they assess their obligations to their employees, customers,...more

Bracewell LLP

SEC Examiners Release Cyber Observations: What You Need To Know

Bracewell LLP on

On January 27, 2020, the SEC’s Office of Compliance Inspections and Examinations (OCIE) announced its most recent Cybersecurity and Resiliency Observations. This report highlights specific practices that have been, and can be...more

Akin Gump Strauss Hauer & Feld LLP

U.S. Chamber’s AI Principles Latest Industry Effort to Push Policy

As Congress and the Administration continue to advance federal initiatives related to artificial intelligence (AI), private stakeholders also continue to make their voices heard. On September 23, 2019, the U.S. Chamber of...more

Proskauer on Privacy

SEC Cybersecurity Update

Proskauer on Privacy on

Results from the SEC’s First Round of Cybersecurity Examinations - On February 3, 2015, the OCIE published a risk alert summarizing its findings from its examinations of over 100 registered investment advisers and...more

Snell & Wilmer

SEC Announces Second Wave of Cyber Exams of Broker Dealers and Advisors – Is Your Firm Ready?

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In April 2014, the Securities and Exchange Commission’s (“SEC”) Office of Compliance Inspections and Examinations (“OCIE”) issued a Risk Alert announcing its first cybersecurity sweep initiative. Pursuant to that initiative,...more

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